Craig N. Little
Professional summary
Craig Neal Little is a registered financial professional currently at LCG CAPITAL ADVISORS, LLC located in Tampa, Florida.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2007. Craig has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Neal Little's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2020 - Present
LCG CAPITAL ADVISORS, LLC
Office #1: 201 East Kennedy Blvd Suite 1700, Tampa, FL 33602Office #2: 201 E. Kennedy Blvd. Suite 1700, Tampa, FL 33602September 9, 2016 - November 15, 2018
LCG PCG
August 5, 2016 - May 9, 2018
LCG CAPITAL ADVISORS, LLC
August 16, 2010 - September 18, 2015
T. ROWE PRICE ADVISORY SERVICES, INC.
July 28, 2010 - September 18, 2015
T. ROWE PRICE INVESTMENT SERVICES, INC.
March 26, 2008 - September 4, 2009
LPL FINANCIAL LLC
March 25, 2008 - September 4, 2009
LPL FINANCIAL LLC
April 2, 2007 - March 26, 2008
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2020)
Exams
FINRA
Current Firm
LCG CAPITAL ADVISORS, LLC
CRD#: 129311 / SEC#: , 8-66213
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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