DW
Daniel W. Williams
QUINCY WELLS ADVISORS
Needham, MA 02494
Some features on this profile are disabled
CRD#: 5293652
DW
Professional summary
Daniel Wade Williams is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Needham, Massachusetts and GREAT POINT CAPITAL LLC located in Needham, Massachusetts.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WELLFLEET WEALTH ADVISORS, LLC, NOT INVESTMENT RELATED, 200 EASTWIND CIRCLE, WELLFLEET, MA 02667, LIFE INSURANCE SOLUTIONS FOR INDIVIDUALS AND FAMILIES, OWNER/SOLE PROPRIETOR, 2006, 10 HOURS/MONTH, 5 DURING TRADING, CONSULTANT. 2. Rental property, non-investment related, 200 Eastwind Circle, Wellfleet, MA 02667, periodically rent space in primary residence when away or out of town. Approximately 2-4 days per month on average with no time devoted to the activity during securities trading hours. 3. Dan Williams is a Board Member of Healing Hands Worldwide non-profit 501(c)(3). The address of Healing Hands Worldwide, PC is 6118 Estate Peterborg, St Thomas, USVI 00802. The start date is December 1, 2024. His duties will be to participate in board meetings & and mentor youth. drafting Wills and Trusts, and he plans to spend 0 hours per month during normal trading hours and 6 hours per month outside of normal trading hours. This is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Wade Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2024 - Present
QUINCY WELLS ADVISORS, LLC
Office #1: 35 Highland Circle, Needham, MA 02494RIA
CRD#: 307477
Needham, MA
Current
July 21, 2021 - Present
GREAT POINT CAPITAL LLC
Office #1: 35 Highland Circle Suite 103, Needham, MA 02494BD
CRD#: 114203
Needham, MA
Past
October 7, 2013 - January 19, 2024
ACORN FINANCIAL ADVISORY SERVICES, INC.
RIA
CRD#: 116763
NEEDHAM, MA
Past
September 27, 2013 - July 23, 2021
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
NEEDHAM, MA
Past
September 22, 2011 - November 20, 2013
WELLFLEET WEALTH ADVISORS LLC
RIA
CRD#: 159059
NEEDHAM, MA
Past
February 15, 2008 - September 27, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
NEEDHAM, MA
Past
February 19, 2007 - September 27, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
NEEDHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(12/2/2021)
RR
Florida(9/9/2024)
RR
Massachusetts(7/21/2021)
IAR
Massachusetts(3/13/2024)
RR
New York(9/19/2025)
RR
Vermont(9/9/2024)
RR
Virginia(9/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 W. Jackson Blvd. #1000, Chicago, IL 60606
Mailing Address
9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240
Phone number
(312) 356-4875
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 149 |
| AUM (Assets Under Management) | $ 45,094,304 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
QUINCY WELLS ADVISORS, LLC
CRD#: 307477Needham, MA 02494TRUST BUT VERIFY
Monitor Daniel Williams
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
