Joseph T. O'haver

O'HAVER WEALTH MANAGEMENT

Newark, NY 14513

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CRD#: 5293462

Professional summary

Joseph Taylor O'haver, who also goes by Joseph O'haver, is a registered financial advisor currently at O'HAVER WEALTH MANAGEMENT, LLC located in Newark, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph O'haver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROVIDES FINANCIAL SALES AND SERVICES UNDER "O'HAVER FINANCIAL, LLC.",INDEPENDENT INSURANCE AGENT SELLING DISABILITY, FIXED ANNUITIES, LIFE/PROPERTY-CASUALTY/ MEDICARE/ HEALTH, AND LONG TERM CARE INSURANCE. UNDER,"O'Haver Securities,LLC," A DBA, PROVIDES TAX PREPARATION SERVICES, PROPERTY & CASUALTY INSURANCE, PAYROLL, TAX PREPARATION THROUGH A NETWORK OF CPA'S. DBA "NICHOLS FINANCIAL SERVICES" PROVIDES PROPERTY & CASUALTY INSURANCE, PAYROLL, TAX PREPARATION SERVICES. Joseph O'Haver; President & CEO; O'Haver Financial; Investment related: Yes; Location: 438 E Union Street, Newark, NY 14513; Description of the business: perform the services of tax preparation, accounting, payroll processing, insurance sales and Third Party Administration; Business Started: 2011-07-12; During trading hours: 4 hour - During outside trading hours: 4 hour - Expected total yearly compensation derived from the business: 50%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Taylor O'haver's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2019 - Present

O'HAVER WEALTH MANAGEMENT, LLC

Office #1: 438 East Union Street, Newark, NY 14513

RIA

CRD#: 299698

Newark, NY

Past

July 12, 2018 - July 24, 2018

IBN FINANCIAL SERVICES, INC.

RIA

CRD#: 42360

Newark, NY

Past

June 29, 2018 - July 24, 2018

IBN FINANCIAL SERVICES, INC.

CRD#: 42360

LIVERPOOL, NY

Past

April 18, 2018 - June 5, 2018

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

July 12, 2011 - April 19, 2018

IBN FINANCIAL SERVICES, INC.

CRD#: 42360

Newark, NY

Past

March 6, 2007 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SYRACUSE, NY

Past

March 6, 2007 - May 20, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SYRACUSE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/7/2021)

IAR

Texas
(4/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/15/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

O'HAVER WEALTH MANAGEMENT, LLC

CRD#: 299698 / SEC#:

New York

Registered Investment Advisory firm - (4/10/2019 Approved)

Texas

Registered Investment Advisory firm - (4/23/2019 Approved)

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Contact information

Main Address

438 East Union Street, Newark, NY 14513

Mailing Address

Phone number

(800) 332-7925

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 3,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph T. O'haver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Taylor O'haver's CRS (Customer Relationship Summary).

Certified licenses

Experience

IBN FINANCIAL SERVICES, INC.

IBN FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

IBN FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2014

Series 63

Date: 3/15/2007

SIE

Date: 7/24/2018

Series 7

Date: 12/7/2008

Series 6

Date: 3/5/2007

Current Firm

O'HAVER WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

O'HAVER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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