BB
Benjamin W. Belanger
KESTRA PRIVATE WEALTH SERVICES
Peoria, AZ 85382
Some features on this profile are disabled
CRD#: 5293459
BB
Professional summary
Benjamin William Belanger, who also goes by Benjamin Belanger, Ben W Belanger, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Peoria, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Peoria, Arizona.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Benjamin has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin Belanger | Ben W Belanger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Bull and Bear Wealth Management Investment Related: Yes Address: 16165 N. 83rd Avenue Suite 200 Peoria AZ 85382 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing partner. Start Date: 5/5/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: To create and facilitate financial plans for the clients including portfolio management, financial planning, investment recommendations related to meeting the clients financial planning goals.Business Name: Arizona Baseball Club Investment Related: No Address: 5835 W Fetlock Phoenix AZ 85083 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Financial director. Start Date: 2/15/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: To provide budget analysis for expenses and capitol improvements related to the baseball club. TELA HOLDINGS LLC POSITION: Managing Member NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 02/01/2022 ADDRESS: 8765 W. Kelton Lane, Peoria AZ 85382, United States DESCRIPTION: Manage the practice, pay bills, pay payroll, etc keeping the LLC in good standing.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin William Belanger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2021 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 8765 W. Kelton Lane Suite B5w, Peoria, AZ 85382RIA
CRD#: 155193
Peoria, AZ
Current
May 5, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8765 W. Kelton Lane Suite B5w, Peoria, AZ 85382BD
CRD#: 42046
Peoria, AZ
Past
April 1, 2016 - May 10, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SCOTTSDALE, AZ
Past
March 31, 2016 - May 10, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SCOTTSDALE, AZ
Past
January 31, 2014 - April 6, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
GLENDALE, AZ
Past
January 31, 2014 - April 5, 2016
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
GLENDALE, AZ
Past
September 11, 2007 - February 11, 2014
CETERA ADVISORS LLC
RIA
CRD#: 10299
GLENDALE, AZ
Past
March 20, 2007 - February 11, 2014
CETERA ADVISORS LLC
BD
CRD#: 10299
GLENDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/8/2022)
RR
Arizona(5/5/2021)
IAR
Arizona(5/6/2021)
RR
Arkansas(4/24/2023)
RR
California(5/5/2021)
RR
Colorado(5/5/2021)
RR
Connecticut(5/7/2021)
RR
Florida(5/7/2021)
RR
Georgia(5/7/2021)
RR
Idaho(5/7/2021)
RR
Kansas(6/18/2024)
RR
Louisiana(5/5/2021)
RR
Maine(5/5/2021)
RR
Michigan(6/27/2024)
RR
Minnesota(5/12/2021)
RR
Montana(5/5/2021)
RR
Nebraska(7/15/2025)
RR
Nevada(5/5/2021)
RR
New Mexico(9/13/2021)
RR
New York(5/5/2021)
RR
North Carolina(5/10/2021)
RR
Ohio(10/5/2023)
RR
Oregon(5/5/2021)
RR
Pennsylvania(5/5/2021)
RR
Rhode Island(5/5/2021)
RR
South Carolina(5/7/2021)
RR
Texas(5/5/2021)
IAR
Texas(7/29/2025)
RR
Washington(5/7/2021)
RR
West Virginia(5/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
