Marissa M. Klaers
CONCORD WEALTH PARTNERS
Oakdale, MN 55128
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CRD#: 5293025
Professional summary
Marissa Mccleary Klaers, CFP®, who also goes by Marissa Mccleary Pidde, Marissa Mccleary Poissant, is a registered financial advisor currently at CONCORD WEALTH PARTNERS located in Oakdale, Minnesota and PURSHE KAPLAN STERLING INVESTMENTS located in Oakdale, Minnesota.
Marissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Marissa has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marissa Mccleary Pidde | Marissa Mccleary Poissant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Concord Wealth Partners. Investment-related. At registered location. RIA. Financial Advisor. Start: 08/2022. 200 hrs/month; all during trading hours. Financial Advisor. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional Insurance. Agent. Start: 06/2006. 4 hrs/month; all during trading hours. Sales of fixed / traditional insurance. 3) Notary Public. Not investment related. Located at 9490 Compass Pint Road, Woodbury, MN 55129. Notary. Start: 12/2017. 1 hr/month; all during trading hours. Notarizing documents.
CRS (Client Relationship Summary) - RIA
Click below to view Marissa Mccleary Klaers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
November 29, 2022 - Present
CONCORD WEALTH PARTNERS
Office #1: 600 Inwood Avenue N Suite 145, Oakdale, MN 55128RIA
CRD#: 118643
Oakdale, MN
Current
February 16, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 600 Inwood Avenue N Suite 200, Oakdale, MN 55128Office #2: 11400 Rockville Pike Suite 500, Rockville, MD 20852BD
CRD#: 35747
Oakdale, MN
Past
March 22, 2018 - May 20, 2022
PERSONAL WEALTH PARTNERS LLC
RIA
CRD#: 172055
BLOOMINGTON, MN
Past
December 15, 2017 - June 6, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
BLOOMINGTON, MN
Past
January 6, 2014 - December 15, 2017
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
ST. PAUL, MN
Past
March 7, 2007 - December 15, 2017
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONCORD WEALTH PARTNERS
CAVENESS WEALTH ADVISORY, LLC | THE FINANCIAL STRATEGIES GROUP | LOPEZ WEALTH MANAGEMENT, LLC | LOPEZ & ASSOCIATES LLC | DABAREINER WEALTH MANAGEMENT GROUP | CONCORD WEALTH PARTNERS
CRD#: 118643 / SEC#: 801-79249
RIA
Registered Investment Advisory firm - (3/5/2014 Approved)Florida
Registered Investment Advisory firm - (6/6/2013 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2013 Terminated)Tennessee
Registered Investment Advisory firm - (4/6/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)Virginia
Registered Investment Advisory firm - (3/10/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/24/2023)
RR
California(4/6/2023)
RR
Colorado(2/24/2023)
RR
Delaware(7/10/2023)
RR
District of Columbia(6/20/2023)
RR
Florida(6/21/2023)
RR
Maryland(6/21/2023)
RR
Michigan(6/22/2023)
IAR
Minnesota(11/29/2022)
RR
Minnesota(2/23/2023)
RR
New York(6/20/2023)
RR
North Carolina(2/20/2023)
RR
Ohio(5/26/2023)
RR
Oregon(6/26/2023)
RR
Pennsylvania(6/21/2023)
RR
South Carolina(6/20/2023)
RR
Tennessee(6/21/2023)
RR
Texas(4/6/2023)
RR
Virginia(2/27/2023)
RR
West Virginia(3/2/2023)
RR
Wisconsin(2/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CONCORD WEALTH PARTNERS
CAVENESS WEALTH ADVISORY, LLC | THE FINANCIAL STRATEGIES GROUP | LOPEZ WEALTH MANAGEMENT, LLC | LOPEZ & ASSOCIATES LLC | DABAREINER WEALTH MANAGEMENT GROUP | CONCORD WEALTH PARTNERS
CRD#: 118643 / SEC#: 801-79249
RIA
Registered Investment Advisory firm - (3/5/2014 Approved)Florida
Registered Investment Advisory firm - (6/6/2013 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2013 Terminated)Tennessee
Registered Investment Advisory firm - (4/6/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)Virginia
Registered Investment Advisory firm - (3/10/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
955 West Main Street, Abingdon, VA 24210-2427
Mailing Address
Phone number
(276) 628-5910
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,264 |
| AUM (Assets Under Management) | $ 945,957,742 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
