Michael R. Boswell
Professional summary
Michael Robert Boswell is a registered financial professional currently at DIGITAL OFFERING LLC located in Gaithersburg, Maryland.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 62, Series 82 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Boswell's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2020 - Present
DIGITAL OFFERING LLC
May 25, 2007 - March 13, 2020
TRIPOINT GLOBAL EQUITIES/BANQ(R)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2025)
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(7/27/2023)
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(3/23/2020)
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(7/16/2020)
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(7/27/2023)
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(1/13/2025)
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(1/22/2025)
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(1/2/2026)
(1/17/2024)
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(2/12/2025)
(1/14/2025)
(1/6/2025)
(1/13/2025)
(1/21/2025)
(1/6/2025)
Exams
What does exam status mean?
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationSeries 79TO
Passed: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Passed: 4/29/2010
FINRA
Current Firm
DIGITAL OFFERING LLC
CRD#: 166401 / SEC#: , 8-69206
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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