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MS

Mark Sirinyan

INEO CAPITAL
Miami, FL 33133
Some features on this profile are disabled
CRD#: 5292501
MS

Professional summary


Mark Sirinyan is a registered financial professional currently at INEO CAPITAL, LLC located in Miami, Florida.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 1 firm and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 14, Series 54, Series 28 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Sirinyan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 30, 2007 - Present

INEO CAPITAL, LLC

Office #1: 3765 Stewart Avenue, Miami, FL 33133
BD
CRD#: 143262
Miami, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/2/2007)
RR
Florida
(5/22/2013)
RR
Missouri
(8/6/2007)
RR
New York
(8/7/2007)
RR
Ohio
(8/14/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 6/13/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 5/8/2007
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IC
INEO CAPITAL, LLC
INEO CAPITAL, LLC

CRD#: 143262 / SEC#: , 8-67546

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
3765 Stewart Avenue, Miami, FL 33133
Mailing Address
3765 Stewart Avenue, Miami, FL 33133
Phone number
(917) 216-7552
Established
Delaware since 10/20/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SIRINYAN, MARKMANAGING MEMBER, CCO, EXECUTIVE REP., FINOP5292501

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INEO CAPITAL, LLC

CRD#: 143262Miami, FL 33133

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