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Dimitry Farberov

Dimitry Farberov

COMPOUND PLANNING
Beverly Hills, CA 90212-2351
Some features on this profile are disabled
CRD#: 5291238
Dimitry Farberov

Professional summary

Dimitry Farberov, CFP® is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Beverly Hills, California.

Dimitry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Dimitry has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dimitry Farberov's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

November 15, 2024 - Present

COMPOUND PLANNING, INC.

Office #1: 9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351
RIA
CRD#: 171787
Beverly Hills, CA
Past

January 21, 2020 - November 26, 2024

COMPOSITION WEALTH, LLC

RIA
CRD#: 143483
LOS ANGELES, CA
Past

November 9, 2017 - January 7, 2020

IDB CAPITAL CORP.

BD
CRD#: 106032
BEVERLY HILLS, CA
Past

January 22, 2016 - September 8, 2017

CHOREO, LLC

RIA
CRD#: 111221
LOS ANGELES, CA
Past

August 30, 2010 - January 4, 2016

COMERICA SECURITIES

BD
CRD#: 17079
LOS ANGELES, CA
Past

August 20, 2010 - January 4, 2016

COMERICA SECURITIES

RIA
CRD#: 17079
LOS ANGELES, CA
Past

May 15, 2007 - March 4, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LOS ANGELES, CA
Past

April 2, 2007 - March 4, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007

RIA
Registered Investment Advisory firm - (7/1/2022 Approved)
California
Registered Investment Advisory firm - (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/15/2024)
IAR
New York
(11/15/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/14/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/30/2007
General Securities Representative Examination

Current Firm

CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007

RIA
Registered Investment Advisory firm - (7/1/2022 Approved)
California
Registered Investment Advisory firm - (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)
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Contact information

Main Address
115 Broadway 5th Floor, New York, NY 10006
Mailing Address
169 Madison Avenue Suite 15201, New York, NY 10016
Phone number
(888) 533-9364
Established
Firm type
Fiscal year end
# of Employees
104

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPOUND PLANNING-FORM ADV, PART 2A BROCHURE (9/29/2025)

Regulatory assets under management

Total Number of Accounts6,372
AUM (Assets Under Management)$ 3,025,356,111

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPOUND PLANNING, INC.

CRD#: 171787Beverly Hills, CA 90212-2351

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