Christopher C. Randall

AXIS CAPITAL MANAGEMENT

Hermosa Beach, CA 90254

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CRD#: 5290751

Professional summary

Christopher Carlton Randall is a registered financial advisor currently at AXIS CAPITAL MANAGEMENT, LLC located in Hermosa Beach, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Flat Fee Advisors LLC; not investment related; Westfield, IN; Online directory for advisors; Partner; started 04/2025; 5 hours per month and during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Carlton Randall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

AXIS CAPITAL MANAGEMENT, LLC

Office #1: 2447 Pacific Coast Highway Suite 200, Hermosa Beach, CA 90254

RIA

CRD#: 317959

Hermosa Beach, CA

Past

March 27, 2007 - September 13, 2007

COUNTRYWIDE SECURITIES CORPORATION

CRD#: 10598

CALABASAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/4/2022)

IAR

Texas
(6/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/26/2007

General Securities Representative Examination

Current Firm

AXIS CAPITAL MANAGEMENT, LLC

CRD#: 317959 / SEC#:

California

Registered Investment Advisory firm - (1/4/2022 Approved)

Texas

Registered Investment Advisory firm - (6/25/2024 Conditional Restricted)

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Contact information

Main Address

2447 Pacific Coast Highway 2nd Floor, Hermosa Beach, CA 90254

Mailing Address

Phone number

(805) 750-3144

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 7,228,051

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher C. Randall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Carlton Randall's CRS (Customer Relationship Summary).

Certified licenses

Experience

AXIS CAPITAL MANAGEMENT, LLC

COUNTRYWIDE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2021

Series 63

Date: 6/11/2007

Series 7

Date: 3/26/2007

Current Firm

AXIS CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AXIS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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