JB
Jason J. Bernat
BFC PLANNING
BOARDMAN, OH 44512
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CRD#: 5290660
JB
Professional summary
Jason Jerome Bernat, who also goes by Jason J Bernat, is a registered financial advisor currently at BFC PLANNING, INC. located in Boardman, Ohio and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Boardman, Ohio.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jason has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason J Bernat
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AMERICAN FINANCIAL SERVICES-Y-BOARDMAN, OH-INVESTMENT ADVISORY SERVICES-INVESTMENT ADVISOR-3/2009-175-130-FINANCIAL PLANNING, INVESTMENT ADVISORY SERVICES, SECURITIES BUSINESS. 2. AMERICAN FINANCIAL SERVICES-N-BOARDMAN, OH-FIXED INSURANCE-INVESTMENT ADVISOR-5/2006-175-130-SALES OF FIXED INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Jerome Bernat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2014 - Present
BFC PLANNING, INC.
Office #1: 833 Boardman-canfield Rd Suite 101, Boardman, OH 44512RIA
CRD#: 119682
BOARDMAN, OH
Current
March 30, 2009 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 833 Boardman-canfield Road Suite 101, Boardman, OH 44512Office #2: 355 W. Prospect Rd. Suite 113, Ashtabula, OH 44004RIA
BD
CRD#: 13609
Boardman, OH
Past
May 21, 2009 - January 31, 2014
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
ASHTABULA, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/16/2019)
RR
Arizona(1/28/2014)
RR
California(10/6/2015)
RR
Colorado(10/17/2017)
RR
Florida(11/17/2009)
RR
Georgia(10/16/2019)
RR
Illinois(10/16/2019)
RR
Indiana(7/3/2019)
RR
Kentucky(9/5/2024)
RR
Michigan(10/16/2019)
RR
Minnesota(2/1/2022)
RR
Missouri(7/9/2024)
RR
Nevada(10/11/2023)
RR
New York(10/16/2019)
RR
North Carolina(1/31/2012)
RR
Ohio(3/31/2009)
IAR
Ohio(1/31/2014)
RR
Pennsylvania(3/17/2011)
RR
Rhode Island(10/16/2019)
RR
South Carolina(6/14/2016)
RR
Tennessee(4/19/2023)
RR
Texas(3/9/2023)
RR
Virginia(10/16/2019)
RR
Washington(7/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
