Gregory A. Boucher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Arthur Boucher was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2007. Gregory had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2014 - May 19, 2020
BENGUR BRYAN & CO., INC.
March 13, 2007 - March 19, 2014
MCLEAN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENGUR BRYAN & CO., INC.
CRD#: 36290 / SEC#: , 8-47072
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRYAN, CHARLES ALAN | CHIEF COMPLIANCE OFFICER | 1587605 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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