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Charles Alan Bryan

BENGUR BRYAN & CO.
BALTIMORE, MD
·CRD# 1587605·32 years experience

Professional Summary

Charles Alan Bryan is a registered financial advisor currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland. Charles is registered as a RR (Registered Representative) and started their career in finance in 1995. Charles has worked at 1 firm and has passed the Series 65, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

BENGUR BRYAN & CO., INC.·CRD# 36290
BD
1. 509 South Exeter Street Suite 210, Baltimore, MD 212022. 509 S. Exeter Street Suite 210, Baltimore, MD 21202
June 12, 1995 - Present

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Current Firm

BB
BENGUR BRYAN & CO., INC.

BENGUR BRYAN & CO., INC.

CRD#: 36290 / SEC#: 8-47072
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

509 South Exeter Street Suite 210, Baltimore, MD 21202

Mailing Address

509 South Exeter Street Suite 210, Baltimore, MD 21202

Phone Number

(443) 573-3030

Established

Maryland since 06/02/1991

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRYAN, CHARLES ALANCHIEF COMPLIANCE OFFICER1587605

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maryland
(6/19/1995)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1999About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Apr 2011About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jun 1994About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Dec 2002About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1994About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Charles Alan Bryan's CRS (Customer Relationship Summary).

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