AG
Alexia M. Gooch
TRANSAMERICA FINANCIAL ADVISORS
Jacksonville, FL 32256
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CRD#: 5289940
AG
Professional summary
Alexia Marie Gooch, who also goes by Alexia Marie Tripp, Alexia Tripp, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Jacksonville, Florida.
Alexia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Alexia has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexia Marie Tripp | Alexia Tripp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. CLIENT FIRST, 11477 CYPRESS BEND COURT JACKSONVILLE FL 32223, START DATE 09-2012, NOT INVESTMENT RELATED, INDEPENDENT CONTRACTOR, WILL DISCUSS MEDICARE AND MEDICAID TO PEOPLE, 10 HRS/ WEEK WELL CARE, 8735 HENDERSON RD TAMPA FL 33634, START DATE 09-2012, NOT INVESTMENT RELATED, INDEPENDENT CONTRACTOR, DISCUSSING MEDICARE, 10 HRS/WEEK UNITED AMERICANS INSURANCE COMPANY, 6621 SOUTHPOINT DRIVE NORTH JACKSONVILLE FL 32216, START DATE 09-2012, NOT INVESTMENT RELATED, INDEPENDENT CONTRACTOR, DISCUSS MEDICARE, 10 HRS/WEEK UNITED HEALTH CARE MEDICARE SOLUTIONS, PO BOX 29675 HOT SPRIINGS AZ 71903, START DATE 09-2012, NOT INVESTMENT RELATED, INDEPENDENT CONTRACTOR, DISCUSS MEDICARE, 10 HRS/MNTH AETNA, FOSTER PLAZA, BUILDING #8 PITTSBURGH PA 15220, 09/30/2012, NON-INVESTMENT RELATED, INDEPENDENT CONTRACTOR, 40 HOURS PER MONTH College Loan Freedom / 1118-Present/ Investment Related: No / 129 W Lake Mead Pkwy #19 Henderson, NV 89015 / Referral Rep/Student Loans/ Hrs Work Monthly: 2 / Sec Trading Hrs: 0 /Referral Rep Benefit Communication / 0911-present/ Investment Related: No/ 2126 21st. Avenue South Nashville, TN 37212/ Enrollment Specialist/ / Hrs Work Monthly: 40/ Sec Trading Hrs:0 / Enrollments with current insures of major compaines of medical supplements. An employee comes to me ask about medical supplement to health insurance, I will explain it to them and handle their enrollment. Allstate Workplace Division/ 0811-Present/ Investment Related: No/1776 AHL Drive Jacksonville, FL 32224/Enrollment Specialist/ Enrollments with current insures of major compaines in Jacksonville of medical supplements. An employee comes to me ask about medical supplement to health insurance, I will explain it to them and handle their enrollment./ Hrs Work Monthly: 40 / Sec Trading Hrs: 0/ An employee comes to me ask about a medical supplement to health insurance, I will explain it to them and handle their enrollment. Netlaw,Inc./0319-Present / Investment Related: No/12910 Shelbyville Road, suite 124 Louisville, KY 40243 / Independent Agent/ sales / Hrs Work Monthly: 4 / Sec Trading Hrs: 0/ Sales if there is a need ALIGHT - NEW NAME STRADA POSITION: HRFS Consultant (Project Manager) NATURE: Payroll Services INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/15/2024 ADDRESS: 8400 N.W. 36th Street, #140, Doral FL 33166, United States DESCRIPTION: EVALUATES HIGH RISK ESCALATIONS, MANAGES COMMUNICATIONS TO CLIENT CONTACTS,
CRS (Client Relationship Summary) - RIA
Click below to view Alexia Marie Gooch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alexia Marie Gooch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8081 Philips Highway Suite 22, Jacksonville, FL 32256RIA
BD
CRD#: 16164
Jacksonville, FL
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8081 Philips Highway Suite 22, Jacksonville, FL 32256RIA
BD
CRD#: 16164
Jacksonville, FL
Past
March 10, 2011 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
JACKSONVILLE, FL
Past
March 15, 2010 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/6/2012)
IAR
Florida(1/6/2012)
RR
Georgia(12/18/2014)
RR
Maryland(1/6/2012)
RR
Texas(7/3/2024)
IAR
Texas(7/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Jacksonville, FL 32256TRUST BUT VERIFY
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