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LJ

Lenora Jenkins

CRD# 5289882·Registered 2008 - 2022
Previously Registered: Being a previously registered professional could mean that Lenora is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lenora Jenkins, who also goes by Lenora Evangeline Inman, Lenora Evangeline Jenkins, Lenora Evangeline Regala, was a registered financial advisor. Lenora was a previously registered financial professional and started their career in finance 2008 - 2022. Lenora had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lenora Evangeline Inman, Lenora Evangeline Jenkins, Lenora Evangeline Regala

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

Past

ASCENSUS BROKER DEALER SERVICES, LLCPast·CRD# 36478
BD
Needham, MA
December 13, 2021 - July 25, 2022
MISSIONSQUARE WEALTH MANAGEMENTPast·CRD# 23189
BD
Washington, DC
December 16, 2019 - October 28, 2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCPast·CRD# 18353
BD
San Francisco, CA
August 28, 2017 - September 5, 2019
TRIAD ADVISORS LLCPast·CRD# 25803
BD
Lafayette, CA
February 24, 2017 - August 9, 2017
LPL FINANCIAL LLCPast·CRD# 6413
BD
Lafayette, CA
November 18, 2015 - March 2, 2017
M HOLDINGS SECURITIES, INC.Past·CRD# 43285
BD
Lafayette, CA
July 17, 2013 - November 18, 2015
EMPOWER FINANCIAL SERVICES, INC.Past·CRD# 13109
BD
San Francisco, CA
February 18, 2009 - June 19, 2013
VOYA FINANCIAL PARTNERS, LLCPast·CRD# 34815
BD
San Francisco, CA
August 12, 2008 - February 5, 2009

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Current Firm

AB
ASCENSUS BROKER DEALER SERVICES, LLC

ASCENSUS BROKER DEALER SERVICES, INC. | UPROMISE INVESTMENTS, INC. | PREMIER MUTUAL FUND SERVICES, INC. | PREMIER DISTRIBUTOR, INC. | ASCENSUS BROKER DEALER SERVICES, LLC

CRD#: 36478 / SEC#: 8-47312
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494

Mailing Address

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494

Phone Number

(978) 885-0873

Established

Delaware since 01/01/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ASCENSUS, LLC100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC—
DUNN, MICHAEL SEANSENIOR VICE PRESIDENT3045371
FOLMER, MICHAEL ROBERTTREASURER AND VICE PRESIDENT, TAX AND FINANCE5655451
GEARIN, JAMES MPRESIDENT1405150
GINGOLASKI, DENISE MAKSIMOWPRINCIPAL OPERATIONS OFFICER6218228
GINGOLASKI, DENISE MAKSIMOWFINANCIAL AND OPERATIONS PRINCIPAL6218228
GINGOLASKI, DENISE MAKSIMOWPRINCIPAL FINANCIAL OFFICER6218228
MACINNIS, DAVID BRUCECHIEF COMPLIANCE OFFICER3184368
MACINNIS, DAVID BRUCESECRETARY3184368
SHANNON, MICHAEL DOUGLASSENIOR VICE PRESIDENT1314743

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2008About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 2017About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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