Timothy O. Kuhn
Professional summary
Timothy O'brien Kuhn, who also goes by Tim O Kuhn, Timothy O Kuhn, Timothy O' Brien Kuhn, Timothy O'brien Kuhn, Timothy Kuhn, Timothy Obrien Kuhn, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2007. Timothy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy O'brien Kuhn's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2026 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 1251 Avenue Of The Americas Suite 4102, New York, NY 10020April 4, 2016 - March 31, 2026
FORESIDE FUND SERVICES, LLC
August 16, 2011 - January 23, 2015
DWS DISTRIBUTORS, INC.
July 14, 2008 - August 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 14, 2008 - August 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 17, 2007 - June 12, 2008
EDWARD JONES
March 29, 2007 - June 12, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| ROSENFELD, KEVIN | HEAD OF PRIVACORE SALES | 2989217 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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