Syed F. Tirmizi
Professional summary
Syed Farooq Tirmizi, who also goes by Syed Farodq Tirmizi, is a registered financial advisor currently at ELPHINSTONE located in New York, New York and FINALIS SECURITIES LLC located in New York, New York.
Syed is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Syed has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Syed Farooq Tirmizi's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2021 - Present
ELPHINSTONE
Office #1: 405 Lexington Ave Suite 866, New York, NY 10174April 14, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003February 25, 2008 - November 3, 2008
VIRTU ITG LLC
Primary Firm SEC Registration
ELPHINSTONE
CRD#: 311264 / SEC#: 801-119983
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2025)
(10/8/2021)
(4/14/2025)
(9/23/2025)
Exams
Series 79TO
Date: 4/14/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ELPHINSTONE
CRD#: 311264 / SEC#: 801-119983
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 579 |
| AUM (Assets Under Management) | $ 992,361 |
Red Flags
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