Ryan W. Bergmann

UNITED CAPITAL FINANCIAL ADVISORS

RESTON, VA 20191

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CRD#: 5288889

Professional summary

Ryan W Bergmann, CFP®, who also goes by Ryan William Bergmann, Ryan Bergmann, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Reston, Virginia.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ryan has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan William Bergmann | Ryan Bergmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan W Bergmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 4, 2019 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 12030 Sunset Hills Rd Ste 240, Reston, VA 20191

RIA

CRD#: 134600

RESTON, VA

Past

February 19, 2019 - April 18, 2019

BRIGHTON JONES LLC

RIA

CRD#: 108601

McLean, VA

Past

September 22, 2015 - January 23, 2019

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

VIENNA, VA

Past

March 7, 2013 - August 31, 2015

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

FAIRFAX, VA

Past

March 7, 2013 - August 31, 2015

SANDERS MORRIS LLC

CRD#: 20580

FAIRFAX, VA

Past

January 21, 2009 - March 4, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

RESTON, VA

Past

January 16, 2009 - March 4, 2013

TD AMERITRADE, INC.

RIA

CRD#: 7870

RESTON, VA

Past

January 16, 2009 - March 4, 2013

TD AMERITRADE, INC.

CRD#: 7870

RESTON, VA

Past

April 25, 2007 - January 7, 2009

EDWARD JONES

RIA

CRD#: 250

LAS VEGAS, NV

Past

March 29, 2007 - January 7, 2009

EDWARD JONES

CRD#: 250

LAS VEGAS, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/21/2019)

IAR

Virginia
(11/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2007

General Securities Representative Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan W. Bergmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan W Bergmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGHTON JONES LLC

MERCER GLOBAL ADVISORS INC.

EDELMAN FINANCIAL SERVICES, LLC

SANDERS MORRIS LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2007

SIE

Date: 8/31/2015

Series 7

Date: 3/28/2007

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

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