KL
Kenneth J. Lazarowicz
CETERA INVESTMENT ADVISERS LLC
MOON TOWNSHIP, PA 15108
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CRD#: 5286945
KL
Professional summary
Kenneth John Lazarowicz is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Moon Township, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Moon Twp, Pennsylvania.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kenneth has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kenneth J Lazarowicz & Assoc~'NIR'~1150 Thorn Run Rd, Ste 109~Moon Township~PA~15108~Accounting Services/Tax Preparation~Owner~1/1/1990~140hrs~65hrs~meet with clients and review tax and booking services, oversee the financial statement preparation 2)Rental Property~'NIR'~1150 Thorn Run Rd~Moon Twp,~PA~15108~Rental Property Owner/Management~Owner/Sole Proprietor~8/1/2006~1hrs~0hrs~collect rent, pay bills 3) LAZAROWICZ FINANCIAL SERVICES POSITION: owner NATURE: Kenneth J Lazarowicz & Associates DBA Lazarowicz Financial Services is a CPA firm provides tax and accounting INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2012 ADDRESS: 1150 Thorn Run Rd, Ste 109, Moon Twp PA 15108, United States DESCRIPTION: I am the owner of the tax and accounting firm. I sign all tax and financial statements, I hire all employees and supervise all activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth John Lazarowicz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1150 Thorn Run Rd Ste 102, Moon Township, PA 15108RIA
CRD#: 105644
MOON TOWNSHIP, PA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1150 Thorn Run Rd Ste 109, Moon Twp, PA 15108BD
CRD#: 13572
Moon Twp, PA
Past
August 18, 2009 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Moon Twp, PA
Past
August 18, 2009 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Moon Twp, PA
Past
April 16, 2007 - September 9, 2009
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ALIQUIPPA, PA
Past
March 13, 2007 - April 11, 2007
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Kansas(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
IAR
Pennsylvania(9/5/2025)
RR
West Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
