Winfred G. Boyce
MMA SECURITIES LLC
Fairburn, GA
Some features on this profile are disabled
CRD#: 5285773
Professional summary
Winfred Gideon Boyce JR, CFP®, who also goes by Winfred G Boyce Jr, Winfred Gideon Boyce Jr, Winfred Boyce, is a registered financial advisor currently at MMA SECURITIES LLC located in Fairburn, Georgia.
Winfred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Winfred has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Winfred G Boyce Jr | Winfred Gideon Boyce Jr | Winfred Boyce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rasmussen University; 385 Douglas Ave. Suite #1000, Altamonte Springs, FL 32714; not investment-related; Outside/W-2 Employment - Remote Online Adjunct Instructor; Started 04/06/2020; 12 Hours Per Month/0 Hours During Securities Trading - Solely responsible for grading assignments. 2) Kaplan; 9000 E. Nichols Ave #200, Centennial, CO 80112; Not Investment Related; Outside/W-2 Employment - Remote Instructor; Start Date - 02/08/2023; 16 Hours Per Month/0 Hours During Securities Trading; conducts financial planning education courses. 3) The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA Agency", 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA Agency (e.g. support for its financial wellness program). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.
CRS (Client Relationship Summary) - RIA
Click below to view Winfred Gideon Boyce JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Winfred Gideon Boyce JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
April 3, 2023 - Present
MMA SECURITIES LLC
RIA
BD
CRD#: 44254
Fairburn, GA
Current
April 5, 2023 - Present
MMA SECURITIES LLC
RIA
BD
CRD#: 44254
Fairburn, GA
Past
February 28, 2020 - April 3, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAIRBURN, GA
Past
February 27, 2020 - April 3, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
FAIRBURN, GA
Past
February 18, 2019 - March 13, 2020
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
Norcross, GA
Past
July 13, 2017 - March 16, 2018
PERSONAL CAPITAL ADVISORS CORPORATION
RIA
CRD#: 155172
Fairburn, GA
Past
April 29, 2014 - May 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FAYETTEVILLE, GA
Past
April 29, 2014 - May 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FAYETTEVILLE, GA
Past
August 28, 2013 - February 3, 2014
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
MARIETTA, GA
Past
August 22, 2013 - February 3, 2014
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
MARIETTA, GA
Past
November 1, 2010 - July 18, 2013
EDWARD JONES
RIA
CRD#: 250
NEWNAN, GA
Past
September 10, 2010 - July 18, 2013
EDWARD JONES
BD
CRD#: 250
NEWNAN, GA
Past
March 29, 2007 - September 3, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MABLETON, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(4/5/2023)
IAR
Georgia(12/7/2023)
IAR
North Carolina(4/3/2023)
RR
North Carolina(4/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1166 Avenue Of The Americas, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(917) 625-4069
Established
New Jersey since 02/03/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
179
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
