Brandon P. Arthurs

ARTHURS WEALTH MANAGEMENT

PONTE VEDRA BEACH, FL 32082

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CRD#: 5285430

Professional summary

Brandon P Arthurs is a registered financial advisor currently at ARTHURS WEALTH MANAGEMENT located in Ponte Vedra Beach, Florida.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brandon has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon P Arthurs's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2020 - Present

ARTHURS WEALTH MANAGEMENT

Office #1: 220 Ponte Vedra Park Drive Suite 200, Ponte Vedra Beach, FL 32082

RIA

CRD#: 305342

PONTE VEDRA BEACH, FL

Past

March 13, 2009 - July 31, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

March 9, 2009 - July 31, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Past

November 15, 2007 - March 10, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHARLOTTE, NC

Past

November 15, 2007 - March 10, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

CHARLOTTE, NC

Past

April 27, 2007 - November 19, 2007

OSAIC FS, INC.

CRD#: 3870

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/10/2020)

IAR

North Carolina
(11/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/7/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/15/2011

General Securities Sales Supervisor - Options Module Examination

Current Firm

ARTHURS WEALTH MANAGEMENT

ARTHURS WEALTH MANAGEMENT LLC | AWM | ARTHURS WEALTH MANAGEMENT

CRD#: 305342 / SEC#:

Florida

Registered Investment Advisory firm - (1/10/2020 Approved)

North Carolina

Registered Investment Advisory firm - (1/23/2020 Approved)

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Contact information

Main Address

220 Ponte Vedra Park Drive Suite 200, Ponte Vedra Beach, FL 32082

Mailing Address

Phone number

(904) 489-7890

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 86,365,423

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon P. Arthurs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon P Arthurs's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2007

Series 10

Date: 6/7/2011

Series 9

Date: 2/15/2011

Current Firm

ARTHURS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARTHURS WEALTH MANAGEMENT

TRUST BUT VERIFY

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