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RP

Raquel L. Padilla

EIGHT 31 FINANCIAL
MIDLAND, TX 79705
Some features on this profile are disabled
CRD#: 5285150
RP

Professional summary


Raquel L Padilla, who also goes by Raquel Lujan Bautista, Raquel Bautista Padilla, is a registered financial advisor currently at EIGHT 31 FINANCIAL, LLC located in Midland, Texas.

Raquel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Raquel has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Raquel Lujan Bautista | Raquel Bautista Padilla

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Raquel L Padilla's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 15, 2024 - Present

EIGHT 31 FINANCIAL, LLC

Office #1: 3200 Mockingbird Lane Building 7, Suite 204, Midland, TX 79705
RIA
CRD#: 327632
MIDLAND, TX
Past

November 10, 2015 - September 11, 2023

SYNTAL CAPITAL PARTNERS, LLC

RIA
CRD#: 161954
MIDLAND, TX
Past

September 9, 2015 - July 16, 2021

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
MIDLAND, TX
Past

May 4, 2012 - October 3, 2013

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
MIDLAND, TX
Past

January 1, 2008 - May 8, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MIDLAND, TX
Past

April 10, 2007 - May 8, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MIDLAND, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E3
EIGHT 31 FINANCIAL, LLC
EIGHT 31 FINANCIAL, LLC | EXODUS 20:2, LLC

CRD#: 327632 / SEC#: 801-128608

RIA
Registered Investment Advisory firm - (8/28/2023 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/15/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/20/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/9/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


E3
EIGHT 31 FINANCIAL, LLC
EIGHT 31 FINANCIAL, LLC | EXODUS 20:2, LLC

CRD#: 327632 / SEC#: 801-128608

RIA
Registered Investment Advisory firm - (8/28/2023 Approved)
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Contact information


Main Address
3200 Mockingbird Lane Building 7, Suite 204, Midland, TX 79705
Mailing Address
Phone number
(423) 282-0251
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (2 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EIGHT 31 FORM ADV PART 2A (3/31/2025)

Regulatory assets under management


Total Number of Accounts115
AUM (Assets Under Management)$ 494,264,981

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EIGHT 31 FINANCIAL, LLC

CRD#: 327632Midland, TX 79705

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