Raquel L. Padilla

EIGHT 31 FINANCIAL

MIDLAND, TX 79705

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CRD#: 5285150

Professional summary

Raquel L Padilla, who also goes by Raquel Lujan Bautista, Raquel Bautista Padilla, is a registered financial advisor currently at EIGHT 31 FINANCIAL, LLC located in Midland, Texas.

Raquel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Raquel has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raquel Lujan Bautista | Raquel Bautista Padilla

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raquel L Padilla's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2024 - Present

EIGHT 31 FINANCIAL, LLC

Office #1: 3200 Mockingbird Lane Building 7, Suite 204, Midland, TX 79705

RIA

CRD#: 327632

MIDLAND, TX

Past

November 10, 2015 - September 11, 2023

SYNTAL CAPITAL PARTNERS, LLC

RIA

CRD#: 161954

MIDLAND, TX

Past

September 9, 2015 - July 16, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MIDLAND, TX

Past

May 4, 2012 - October 3, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MIDLAND, TX

Past

January 1, 2008 - May 8, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIDLAND, TX

Past

April 10, 2007 - May 8, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIDLAND, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EIGHT 31 FINANCIAL, LLC

EIGHT 31 FINANCIAL, LLC | EXODUS 20:2, LLC

CRD#: 327632 / SEC#: 801-128608

RIA

Registered Investment Advisory firm - (8/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/9/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/2007

General Securities Representative Examination

Current Firm

EIGHT 31 FINANCIAL, LLC

EIGHT 31 FINANCIAL, LLC | EXODUS 20:2, LLC

CRD#: 327632 / SEC#: 801-128608

RIA

Registered Investment Advisory firm - (8/28/2023 Approved)

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Contact information

Main Address

3200 Mockingbird Lane Building 7, Suite 204, Midland, TX 79705

Mailing Address

Phone number

(423) 282-0251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EIGHT 31 FORM ADV PART 2A (3/31/2025)

EIGHT 31 WRAP FEE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 494,264,981

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raquel L. Padilla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raquel L Padilla's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNTAL CAPITAL PARTNERS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EIGHT 31 FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2007

Series 7TO

Date: 12/9/2022

SIE

Date: 10/1/2018

Series 7

Date: 4/9/2007

Current Firm

EIGHT 31 FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EIGHT 31 FINANCIAL, LLC

TRUST BUT VERIFY

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