AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
AO

Armando M. Orellanes

TRADEZERO AMERICA
Brooklyn, NY 11232
Some features on this profile are disabled
CRD#: 5282591
AO

Professional summary


Armando Manuel Orellanes, who also goes by Armando Manuel Orellanes, is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.

Armando is registered as a RR (Registered Representative) and started their career in finance in 2007. Armando has worked at 7 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Armando Manuel Orellanes

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Armando Manuel Orellanes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 5, 2023 - Present

TRADEZERO AMERICA, INC.

Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232
BD
CRD#: 282940
Brooklyn, NY
Past

September 14, 2020 - October 3, 2023

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

June 28, 2019 - March 16, 2020

TRADEMAS INC.

BD
CRD#: 130030
NEW YORK, NY
Past

August 22, 2017 - July 15, 2019

DE PAOLA TRADING, INC.

BD
CRD#: 143625
NEW YORK, NY
Past

December 9, 2015 - August 7, 2017

PTR, INC.

BD
CRD#: 31559
COLLINGSWOOD, NJ
Past

January 30, 2014 - April 7, 2014

PTR, INC.

BD
CRD#: 31559
COLLINGSWOOD, NJ
Past

December 23, 2013 - February 3, 2014

ON POINT EXECUTIONS, LLC

BD
CRD#: 132390
NEW YORK, NY
Past

November 11, 2011 - September 11, 2012

COASTAL TRADE SECURITIES, LLC

BD
CRD#: 148246
SHORT HILLS, NJ
Past

January 24, 2007 - October 4, 2011

ON POINT EXECUTIONS, LLC

BD
CRD#: 132390
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/8/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/4/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


TA
TRADEZERO AMERICA, INC.
DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.

CRD#: 282940 / SEC#: , 8-69736

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
67 35th Street Suite B450, Brooklyn, NY 11232
Mailing Address
67 35th Street Suite B450, Brooklyn, NY 11232
Phone number
(718) 709-4925
Established
Delaware since 09/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TRADEZERO USA INCSHAREHOLDER
CALLEJAS, KHRISPRINCIPAL FINANCIAL OFFICER6062989
CALLEJAS, KHRISFINOP6062989
CURET, JEFFREY HOWARDREGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER4711190
HAUPT, MICHAEL SCEO2865821
NACCARELLI, ANTONY CARMINECHIEF COMPLIANCE OFFICER1412706
ORTEGON, MARY ANNETTEMARKETING REGISTERED OPTIONS PRINCIPAL1297351

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRADEZERO AMERICA, INC.

CRD#: 282940Brooklyn, NY 11232

TRUST BUT VERIFY

Monitor Armando Orellanes

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
Matthew James Borja Wang
Matthew James WangAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.