Allen G. Regan
VISTICA WEALTH ADVISORS
HATTIESBURG, MS
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CRD#: 5282338
Professional summary
Allen Gould Regan, CFP® is a registered financial advisor currently at VISTICA WEALTH ADVISORS, LLC located in Hattiesburg, Mississippi.
Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Allen has worked at 7 firms and has passed the Series 66 and Series 7 exams.
Biography
Allen’s interest in finance began at ten years old, when his grandfather began giving him old copies of The Wall Street Journal. His interest in helping others with finance started at the same time he took those old copies to school and showed his friends how to look up stock prices (after he explained what a share of stock is). This interest grew into multiple positions with multiple firms spanning over a decade, including Buckingham Strategic Partners affiliated firm, Buckingham Strategic Wealth. Allen joined Lifeguard Wealth in 2018 as an Associate Advisor. He works hand in hand with Joe Delaney building strong client relationships based on personalized service and informed advice.
Allen is a CERTIFIED FINANCIAL PLANNER™ professional with a bachelor’s degree in finance from William Carey University. He enjoys spending his free time with his wife Kendall, their two children Avery and Patrick and their dog Winnie. Allen also enjoys landscaping and gardening, and considers any day on the water a day well spent.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
Financial Psychology/Coaching
High Net Worth Client Needs
Investment Advice with Ongoing...
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am an independently-contracted portfolio advisor and owner of Allen Regan CFP, LLC. I currently provide portfolio advising and other financial services on a contractual basis and am paid an annual salary.
CRS (Client Relationship Summary) - RIA
Click below to view Allen Gould Regan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
October 23, 2020 - Present
VISTICA WEALTH ADVISORS, LLC
RIA
CRD#: 147297
HATTIESBURG, MS
Past
July 1, 2020 - August 23, 2023
LIFEGUARD WEALTH, LLC
RIA
CRD#: 164188
Biloxi, MS
Past
January 5, 2016 - December 31, 2019
COGENT STRATEGIC WEALTH LLC
RIA
CRD#: 152715
Biloxi, MS
Past
July 1, 2015 - December 17, 2015
AVL/WEALTHCARE, LLC
RIA
CRD#: 116519
GULFPORT, MS
Past
July 17, 2013 - June 25, 2015
BUCKINGHAM STRATEGIC WEALTH, LLC
RIA
CRD#: 143323
ST LOUIS, MO
Past
February 2, 2011 - June 24, 2013
AVL/WEALTHCARE, LLC
RIA
CRD#: 116519
GULFPORT, MS
Past
August 31, 2009 - August 24, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
HATTIESBURG, MS
Past
June 10, 2009 - August 31, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
HATTIESBURG, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VISTICA WEALTH ADVISORS, LLC
GRADNEY & VISTICA FINANCIAL MANAGEMENT, LLC | VISTICA WEALTH ADVISORS, LLC | VISTICA WEALTH ADVISORS | VALIANT PARTNERS
CRD#: 147297 / SEC#: 801-121024
RIA
Registered Investment Advisory firm - (4/29/2021 Approved)California
Registered Investment Advisory firm - (6/9/2021 Terminated)Texas
Registered Investment Advisory firm - (5/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/23/2020)
IAR
Mississippi(10/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
VW
VISTICA WEALTH ADVISORS, LLC
GRADNEY & VISTICA FINANCIAL MANAGEMENT, LLC | VISTICA WEALTH ADVISORS, LLC | VISTICA WEALTH ADVISORS | VALIANT PARTNERS
CRD#: 147297 / SEC#: 801-121024
RIA
Registered Investment Advisory firm - (4/29/2021 Approved)California
Registered Investment Advisory firm - (6/9/2021 Terminated)Texas
Registered Investment Advisory firm - (5/10/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2121 Palomar Airport Road Suite 160, Carlsbad, CA 92011
Mailing Address
Phone number
(760) 854-4003
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 131,647,807 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
