JM
Jeffrey L. Mccain
TRINITY PORTFOLIO ADVISORS
Southlake, TX 76092
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CRD#: 5281987
JM
Professional summary
Jeffrey Lee Mccain, who also goes by Jeff Lee Mccain, Jeff Mccain, is a registered financial advisor currently at TRINITY PORTFOLIO ADVISORS, LLC located in Southlake, Texas.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jeffrey has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Lee Mccain | Jeff Mccain
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: JEFF MCCAIN-BROKER W/ OUTSIDE INS COMPANIES INV REL ADDRESS: 121 COUNTRYSIDE CT, STE 140 SOUTHLAKE, TEXAS 76092 NATURE: TRAD INS PRODUCTS POSITION: AGENT START: 11/2006 NO.HRS/MO: 40 NO.HRS/MO DURING TRADING: 40 DUTIES: SALES/SERVICE OF TRAD INS PRODUCTS THRU APPOINTMENTS W/ VARIOUS CARRIERS
NAME: CULLUM, CHALK AND MCCAIN REAL ESTATE; 121 COUNTRYSIDE COURT, STE 140, SOUTHLAKE, TX 76092; INV REL; START DATE: 3/2013; PARTNER; TIME SPENT PER MONTH: 2; TIME SPENT DURING TRADING HOURS: 0; PARTNER IN COMMERCIAL REAL ESTATE.
NAME: JEFF MCCAIN; NON-INVESTMENT RELATED; PERSONAL OWNED RENTAL PROPERTY;OWNER; START DATE:10/2016; HOURS:2, NONE DURING TRADING; RENTAL PROPERTY FOR PERSONAL USE.
NAME:INVESTMENT IN E-STOCKER; 1607 SLEEP HOLLOW CT, WESTLAKE, TX; NON INV RELATED; INVESTOR SOFTWARE START UP; START DATE: 09/2016; HOURS: 0; NONE DURING TRADING; PERSONAL INVESTMENT OPPORTUNITY.
NAME: TEEN LIFE, INC; 2501 W SOUTHLAKE BLVD, SOUTHLAKE, TX; NON INV RELATED; BOARD MEMBER; HOURS 2 PER MONTH, NONE DURING TRADING; VOLUNTEER.
NAME; WISE CNTY CHRISTIAN COUNSELING; 2200 S. FM 51, STE 500; DECATUR, TX 76234; NON INV RELATED; BOARD MEMBER; HOURS 2 PER MONTH, NONE DURING TRADING; VOLUNTEER.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Lee Mccain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2009 - Present
TRINITY PORTFOLIO ADVISORS, LLC
Office #1: 121 Countryside Court Suite 140, Southlake, TX 76092RIA
CRD#: 151721
Southlake, TX
Past
November 21, 2007 - November 10, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
FORT WORTH, TX
Past
June 8, 2007 - November 10, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
Registered Investment Advisory firm - (10/21/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/20/2009)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
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Contact information
Main Address
121 Countryside Court Suite 140, Southlake, TX 76092
Mailing Address
Phone number
(817) 416-7227
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,268 |
| AUM (Assets Under Management) | $ 488,219,840 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2025 | ||
| 09/13/2024 | ||
| 10/27/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
