Eric S. Scaff

CONCORDE ASSET MANAGEMENT

San Francisco, CA 94101

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CRD#: 5281210

Professional summary

Eric Stuart Scaff is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in San Francisco, California and CONCORDE INVESTMENT SERVICES, LLC located in San Francisco, California.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1))CALSTRA Car Wash, Non Investment related,106 Diablo View Dr, Orinda CA 94563, Full Service Car Wash & Quick Lube, President, oversee general manager in management & day to day operations of the business, Start date 07/12/2013, 11-20 Hours/mnth during non trading hours, 1-5 hours/month during trading hours. 2) Intersection, Investment related, San Diego CA, Senior Director, Real Estate Consulting Services, Start 05/2011; 1-5 hours/month during trading hours. 3) Concorde Asset Management LLC, Investment related, San Francisco, CA. Investment Advisor Representative, provide Investment advice to clients, Start Date 03/30/2020. 1-5 hours/month during non trading hours, 1-5 hours during trading hours. 4) SEQUENT - Real Estate Wealth Management (REWM). Investment related. San Francisco, CA. Start date: July 2020. Owner and Director. DBA for securities and real estate related activities. Production and management of alternative securities sales business. Purchase potential referral leads from outside parties or companies. 1-5 hours/month during trading hours. 5) Antwerp 247, Investment related, 2630 Aartselaar, Antwerpsesteenweg 124/93, Owner/ Property Management, Real Estate Assets, Start date 11/01/2023, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 6) E2C ESA Assets 2 LLC, non-investment related. Bonita Springs, FL. Manager, owning energy storage assets and micro grid for the energy industry. Start date: 12/31/2024. 6-10 hours/month during non trading hours, 1-5 hours/month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Stuart Scaff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2014 - Present

CONCORDE ASSET MANAGEMENT, LLC

Office #1: 44 Montgomery Street Suite 1610, San Francisco, CA 94101

RIA

CRD#: 140367

San Francisco, CA

Current

December 7, 2011 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 44 Montgomery Street Suite 1610, San Francisco, CA 94101

CRD#: 151604

San Francisco, CA

Past

May 2, 2011 - December 7, 2011

ORCHARD SECURITIES, LLC

CRD#: 133378

SAN FRANCISCO, CA

Past

February 9, 2007 - April 27, 2011

OMNI BROKERAGE, INC.

CRD#: 16878

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/12/2019)

IAR

Alabama
(10/22/2025)

Alaska
(6/22/2020)

Arizona
(8/26/2016)

Arkansas
(11/9/2023)

California
(12/7/2011)

IAR

California
(6/5/2014)

Colorado
(4/19/2016)

Delaware
(2/11/2022)

District of Columbia
(7/11/2022)

Florida
(4/7/2015)

IAR

Georgia
(1/15/2025)

Georgia
(1/23/2025)

Hawaii
(4/18/2022)

Idaho
(7/12/2018)

Illinois
(4/19/2022)

Kansas
(6/27/2022)

Louisiana
(2/25/2019)

Maryland
(5/31/2023)

IAR

Massachusetts
(1/2/2025)

Massachusetts
(4/21/2025)

Michigan
(9/8/2022)

Minnesota
(5/28/2024)

Missouri
(6/27/2022)

Montana
(1/3/2025)

Nevada
(9/21/2016)

New Hampshire
(11/30/2020)

New Jersey
(2/14/2017)

New Mexico
(10/31/2019)

New York
(12/7/2011)

North Carolina
(3/19/2025)

Ohio
(3/1/2023)

Oregon
(8/26/2014)

Pennsylvania
(8/23/2017)

Puerto Rico
(8/12/2025)

Rhode Island
(5/26/2022)

Tennessee
(11/9/2023)

Texas
(4/9/2016)

Utah
(12/7/2011)

Washington
(5/15/2015)

IAR

Washington
(6/26/2024)

Wyoming
(10/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/8/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/8/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

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Contact information

Main Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Mailing Address

Phone number

(248) 824-6710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV WRAP FEE BROCHURE (3/31/2025)

ADV PART 2 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,207
AUM (Assets Under Management)	$ 489,858,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric S. Scaff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Stuart Scaff's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

ORCHARD SECURITIES, LLC

OMNI BROKERAGE, INC.

Primary Firm SEC Registration

CONCORDE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2014

Series 63

Date: 3/8/2007

SIE

Date: 10/1/2018

Series 7

Date: 2/8/2007

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCORDE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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