Justin M. Kain

IFP SECURITIES

TAMPA, FL 33607

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CRD#: 5280435

Professional summary

Justin M Kain is a registered financial professional currently at IFP SECURITIES, LLC located in Tampa, Florida.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2007. Justin has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin M Kain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2021 - Present

IFP SECURITIES, LLC

Office #1: 3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

CRD#: 297287

TAMPA, FL

Past

June 5, 2019 - October 23, 2020

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

March 5, 2018 - May 23, 2019

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

March 6, 2013 - March 5, 2018

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

May 18, 2012 - February 26, 2013

SAMMONS FINANCIAL NETWORK, LLC

CRD#: 158538

WEST DES MOINES, IA

Past

August 23, 2007 - May 23, 2012

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

WAYNE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/1/2021)

Exams

State Security Law Exam

Series 63

Date: 10/15/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/22/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

IFP SECURITIES, LLC

CRD#: 297287 / SEC#: , 8-70150

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Mailing Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Phone number

(813) 341-0960

Established

Delaware since 06/08/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
IFP GROUP, LLC	OWNER
ACHESON, JEFFERY ALLEN	CHIEF BUSINESS DEVELOPMENT OFFICER	706698
GILMAN, AARON LEE	CHIEF INVESTMENT OFFICER	5611425
HAMM, WILLIAM CHRISTOPHER	PRESIDENT, CHIEF OPERATING OFFICER	5814331
HAMM, WILLIAM EUGENE JR	CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS	1227713
JOHNSON, TORIAN	CHIEF COMPLIANCE OFFICER	5363604
MEJIA, OSCAR MIGUEL	FINOP	5569235

Red Flags

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Justin M. Kain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin M Kain's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFP SECURITIES, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

COREBRIDGE CAPITAL SERVICES, INC.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

SAMMONS FINANCIAL NETWORK, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/15/2007

SIE

Date: 10/1/2018

Series 6

Date: 8/22/2007

FINRA

Current Firm

IFP SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

IFP SECURITIES, LLC

TRUST BUT VERIFY

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