Bryan J. Prohm

PICKWICK CAPITAL PARTNERS

White Plains, NY 10601

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CRD#: 5280267

Professional summary

Bryan J. Prohm is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2007. Bryan has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan J. Prohm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2024 - Present

PICKWICK CAPITAL PARTNERS, LLC

Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601

CRD#: 130672

White Plains, NY

Past

May 18, 2022 - January 31, 2024

JAVELIN SECURITIES, LLC

CRD#: 107473

COHASSET, MA

Past

August 2, 2021 - March 16, 2022

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

March 2, 2016 - October 23, 2020

SILVERWOOD PARTNERS

CRD#: 115589

SHERBORN, MA

Past

March 14, 2007 - September 10, 2015

COWEN AND COMPANY

CRD#: 7616

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/31/2024)

California
(1/31/2024)

Florida
(4/2/2024)

Illinois
(1/31/2024)

Maryland
(8/14/2024)

Massachusetts
(1/31/2024)

Michigan
(10/7/2025)

New Hampshire
(8/14/2024)

New York
(4/2/2024)

Ohio
(8/14/2024)

Pennsylvania
(8/14/2024)

Texas
(1/31/2024)

Virginia
(8/14/2024)

Washington
(3/27/2024)

Exams

State Security Law Exam

Series 63

Date: 8/6/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 10/12/2007

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 7/12/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 3/13/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PICKWICK CAPITAL PARTNERS, LLC

JAVELIN SECURITIES, LLC | STRATEGIC FINANCIAL SERVICES GROUP | PICKWICK SECURITIES, LLC | PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672 / SEC#: , 8-66373

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

445 Hamilton Avenue Suite 1102, White Plains, NY 10601

Mailing Address

445 Hamilton Avenue Suite 1102, White Plains, NY 10601

Phone number

(914) 358-3269

Established

Delaware since 08/21/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (43 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GREENWOOD, DOUGLAS CHARLES WILLIAM	PRESIDENT	1192611
DANOVITCH, DAVID E	MANAGING PRINCIPAL, GENERAL COUNSEL	3013350
KAPLOWITZ, JAY	MEMBER
ROSE, JOHN IRVING II	MEMBER	2790640
WU, CHIH-CHUN	MEMBER	5704739
FJC CAPITAL INC.	OWNER
VAN SCHAACK, JOHN GREGORY	MEMBER	1121171
ABRAMCZYK, JANE E	CCO	4801666
ACCESS MEDIA ADVISORY LLC	MEMBER
GENDRON, KAREN MARIE	FINOP	1503330

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bryan J. Prohm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan J. Prohm's CRS (Customer Relationship Summary).

Certified licenses

Experience

JAVELIN SECURITIES, LLC

INNOVATION PARTNERS LLC

SILVERWOOD PARTNERS

COWEN AND COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/6/2007

SIE

Date: 10/1/2018

Series 86

Date: 10/12/2007

Series 87

Date: 7/12/2007

Series 7

Date: 3/13/2007

FINRA

Current Firm

PICKWICK CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (43 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PICKWICK CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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