Salvatore Busacca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Busacca, who also goes by Salva Busacca, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 2007. Salvatore had worked at 1 firm and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2007 - April 7, 2009
AIG FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AIG FINANCIAL SECURITIES CORP.
CRD#: 21774 / SEC#: , 8-37762
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AIG FINANCIAL PRODUCTS CORP. | SHAREHOLDER | |
| HAWRILUK, STEPHEN JOHN | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER AND FINANCIAL & OPERATIONS PRINCIPAL | 2798029 |
| KATZ, MARIE | CHIEF COMPLIANCE OFFICER | 2457660 |
| KOLBERT, WILLIAM CONRAD | DIRECTOR | 1667998 |
| LIEBERGALL, JONATHAN SCOTT | DIRECTOR, PRESIDENT AND SUPERVISORY PRINCIPAL | 1744845 |
| RUFFA, GREGORY JAMES | MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY | 5968922 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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