Jonathan Scott Liebergall
Professional Summary
Jonathan Scott Liebergall, who also goes by Jon Liebergall, is a registered financial advisor currently at GLOBAL OAK CAPITAL MARKETS LLC located in Charleston, South Carolina. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1990. Jonathan has worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jon Liebergall
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
CICERONE PARTNERS LLC | RCF CAPITAL PARTNERS, LLC | GLOBAL OAK CAPITAL MARKETS LLC | CICERONE SECURITIES, LLC
Contact Information
Main Address
69 Rutledge Street, Charleston, SC 29401Mailing Address
69 Rutledge Street, Charleston, SC 29401Phone Number
(843) 310-3245Established
Delaware since 12/16/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANGEL OAK GLOBAL MARKETS, LLC | OWNER | — |
| DRAKE, WILLIAM FRANCIS III | OWNER | 1621314 |
| LIEBERGALL, JONATHAN SCOTT | OWNER / CEO | 1744845 |
| PARKWAY INVESTMENT MANAGEMENT | OWNER | — |
| WALKER, FREDERICK EUCLID | OWNER | 2360896 |
| MAGBALON, MICHAEL JOHN | OWNER | 7220640 |
| TOFT, CHRISTIAN DAVID | OWNER | 4389124 |
| KATZ, MARIE | CFO, FINOP, CCO | 2457660 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/12/2020)
(9/29/2016)
(12/4/2020)
(9/3/2020)
(11/13/2018)
(12/4/2020)
(9/29/2016)
(9/29/2016)
(12/4/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan Scott Liebergall's CRS (Customer Relationship Summary).
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