James R. Hurrion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Hurrion, who also goes by James Robert Hurrion Dr, James Hurrion, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2007. James had worked at 3 firms and has passed the Series 63 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2012 - May 16, 2013
PPG WEST LLC
October 20, 2008 - May 16, 2013
PHOENIX DERIVATIVES GROUP, LLC
May 1, 2007 - August 18, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 17
Date: 4/30/2007
Limited Registered Representative ExaminationCurrent Firm
PPG WEST LLC
CRD#: 155059 / SEC#: , 8-68691
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
