JP
John D. Pettigrew
CETERA INVESTMENT ADVISERS LLC
MILLEDGEVILLE, GA 31061
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CRD#: 5279371
JP
Professional summary
John Derek Pettigrew, who also goes by Derek Pettigrew, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Milledgeville, Georgia and CETERA FINANCIAL SPECIALISTS LLC located in Milledgeville, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derek Pettigrew
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: PETTIGREW ACCOUNTING SERVICES DBA PETTIGREW & PETTIGREW CPAS ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING ; START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: OWNER / CPA APX NUMBER OF HOURS PER WEEK: 40-50 ; APX NUMBER OF HOURS DURING TRADING HOURS:32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING SERVICES ; 2) JDP VENTURES LLC, NOT INVESTMENT RELATED, 271 SMITH RD, HADDOCK, GA 31033, RESIDENTIAL RENTAL, MANAGEMENT DUTIES, 1-2H/WEEK, STARTED 5/2010. 3) NAME OF OTHER BUSINESS: PETTIGREW PROFESSIONAL SUITES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT, PAY BILLS, & MANAGE THE PROPERTY; 4) NAME OF OTHER BUSINESS: PETTIGREW PROFESSIONAL SUITES SOUTH LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE:08/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT, PAY BILLS AND MANAGE THE PROPERTY; 5) NAME OF OTHER BUSINESS: EXCHANGE BANK; INVESTMENT RELATED: NO; ADDRESS: 250 W. HANCOCK ST MILLEDGEVILLE, GA 31061; NATURE OF BUSINESS: BOARD; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISING EXCHANGE BANK ON POLICY AND DIRECTION OF THE BANK; 6) NAME OF OTHER BUSINESS: LAKE COUNTRY WEALTH ADVISORS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2024 , POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view John Derek Pettigrew's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 150 Roberson Mill Rd, Milledgeville, GA 31061RIA
CRD#: 105644
MILLEDGEVILLE, GA
Current
July 24, 2020 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 150 Roberson Mill Rd, Milledgeville, GA 31061BD
CRD#: 10358
Milledgeville, GA
Past
December 13, 2019 - July 27, 2020
ST. BERNARD FINANCIAL SERVICES, INC.
BD
CRD#: 36956
Milledgeville, GA
Past
June 25, 2018 - August 5, 2020
WOODSTOCK WEALTH MANAGEMENT, INC.
RIA
CRD#: 283472
Milledgeville, GA
Past
July 21, 2016 - November 7, 2018
WOODSTOCK FINANCIAL GROUP, INC.
RIA
CRD#: 38095
MILLEDGEVILLE, GA
Past
January 23, 2007 - December 12, 2019
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
MILLEDGEVILLE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/24/2020)
RR
Colorado(9/9/2020)
RR
Florida(9/30/2020)
RR
Georgia(7/24/2020)
IAR
Georgia(8/5/2020)
RR
North Carolina(7/24/2020)
RR
Ohio(9/2/2025)
RR
South Carolina(1/2/2021)
RR
Tennessee(10/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Milledgeville, GA 31061TRUST BUT VERIFY
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