Cynthia Luna
KESTRA ADVISORY SERVICES
Waxahachie, TX 75165
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CRD#: 5278841
Professional summary
Cynthia Luna, CFP®, who also goes by Cynthia Garcia Luna, Cynthia Samaniego, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Waxahachie, Texas and KESTRA INVESTMENT SERVICES, LLC located in Waxahachie, Texas.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Cynthia has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Tax Planning
Business Succession Planning
Inheritance
Retirement Income Management
Life Transitions
Investment Planning
Estate Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Cynthia Garcia Luna | Cynthia Samaniego
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Bus Name: MOONSHOT FINANCIAL GROUP POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2024 ADDRESS: 130 Cheiftain, Suite 101, Waxahachie TX 75165 DESCRIPTION: Firm member. Producer Bus Name: EXIT PLANNING INSTITUTE DALLAS CHAPTER POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 05/20/2023 ADDRESS: 2100 North Greenville Avenue, Richardson TX 75082 DESCRIPTION: Attend meetings. Help to grow the chapter Bus Name: HOPE HEALTH POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/03/2022 ADDRESS: 411 E Jefferson st, Waxahachie TX 75165, United States DESCRIPTION: I vote on issues sit as chair on the finance committee and assist in strategic planning Bus Name: MOONSHOT VALUE ADVISINGPOSITION: Owner/ Advisor NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 130 Cheiftain, Suite 101, Waxahachie TX 75165, United States DESCRIPTION: Work with business owners to perform Value growth analysis based off of the CVGA model.
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Luna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
September 30, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 130 Chieftain Suite 101, Waxahachie, TX 75165RIA
CRD#: 283330
Waxahachie, TX
Current
September 30, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 130 Chieftain Suite 101, Waxahachie, TX 75165BD
CRD#: 42046
Waxahachie, TX
Past
February 7, 2014 - September 30, 2024
EDWARD JONES
RIA
CRD#: 250
RED OAK, TX
Past
February 7, 2014 - September 30, 2024
EDWARD JONES
BD
CRD#: 250
RED OAK, TX
Past
June 1, 2009 - January 14, 2014
MORGAN STANLEY
RIA
CRD#: 149777
DALLAS, TX
Past
June 1, 2009 - January 14, 2014
MORGAN STANLEY
BD
CRD#: 149777
DALLAS, TX
Past
March 11, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PLANO, TX
Past
March 11, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PLANO, TX
Past
April 19, 2007 - March 12, 2008
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
DALLAS, TX
Past
March 26, 2007 - March 12, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(9/30/2024)
RR
Missouri(4/8/2025)
RR
New Mexico(9/30/2024)
RR
Oklahoma(9/30/2024)
RR
Texas(9/30/2024)
IAR
Texas(9/30/2024)
RR
Virginia(11/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Waxahachie, TX 75165TRUST BUT VERIFY
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Contact information
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