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Cynthia Luna

Cynthia Luna

KESTRA ADVISORY SERVICES
Red Oak, TX
Some features on this profile are disabled
CRD#: 5278841
Cynthia Luna

Professional summary

Cynthia Luna, CFP®, who also goes by Cynthia Garcia Luna, Cynthia Samaniego, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Red Oak, Texas and KESTRA INVESTMENT SERVICES, LLC located in Waxahachie, Texas.

Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Cynthia has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Tax Planning
Business Succession Planning
Inheritance
Retirement Income Management
Life Transitions
Investment Planning
Estate Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes

Aliases

Cynthia Garcia Luna | Cynthia Samaniego

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Luna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

September 30, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 130 Chieftain Suite 101, Waxahachie, TX 75165
RIA
CRD#: 283330
Red Oak, TX
Current

September 30, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 130 Chieftain Suite 101, Waxahachie, TX 75165
BD
CRD#: 42046
Waxahachie, TX
Past

February 7, 2014 - September 30, 2024

EDWARD JONES

RIA
CRD#: 250
RED OAK, TX
Past

February 7, 2014 - September 30, 2024

EDWARD JONES

BD
CRD#: 250
RED OAK, TX
Past

June 1, 2009 - January 14, 2014

MORGAN STANLEY

RIA
CRD#: 149777
DALLAS, TX
Past

June 1, 2009 - January 14, 2014

MORGAN STANLEY

BD
CRD#: 149777
DALLAS, TX
Past

March 11, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
PLANO, TX
Past

March 11, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
PLANO, TX
Past

April 19, 2007 - March 12, 2008

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
DALLAS, TX
Past

March 26, 2007 - March 12, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(9/30/2024)
RR
Missouri
(11/25/2025)
RR
New Mexico
(9/30/2024)
RR
Oklahoma
(9/30/2024)
RR
Texas
(9/30/2024)
IAR
Texas
(9/30/2024)
RR
Virginia
(11/12/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/17/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/25/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025
Cover Page
Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Red Oak, TX

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Contact information

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