Michael J. Joseph
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Joseph, who also goes by Michael Joseph Penen, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2023 - December 31, 2024
COMMON SENSE WEALTH MANAGEMENT
October 8, 2014 - February 24, 2015
CALDWELL INTERNATIONAL SECURITIES
January 12, 2010 - February 16, 2010
SYNDICATED CAPITAL, INC.
August 30, 2007 - January 7, 2008
ROCKWELL SECURITIES LLC
February 5, 2007 - July 20, 2007
BROOKSTREET SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMON SENSE WEALTH MANAGEMENT
CRD#: 324300 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
