Matthew J. Oconnor

CAPITOL PRIVATE WEALTH GROUP LLC

Philadelphia, PA

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CRD#: 5276272

Professional summary

Matthew Joseph Oconnor is a registered financial advisor currently at CAPITOL PRIVATE WEALTH GROUP LLC located in Philadelphia, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Vienna, Virginia.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Oconnor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2026 - Present

CAPITOL PRIVATE WEALTH GROUP LLC

RIA

CRD#: 283257

Philadelphia, PA

Current

January 6, 2026 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 8150 Leesburg Pike Suite 630, Vienna, VA 22812

CRD#: 35747

Vienna, VA

Past

October 11, 2011 - December 16, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

MATTAPOISETT, MA

Past

October 11, 2011 - December 16, 2025

LPL FINANCIAL LLC

CRD#: 6413

MATTAPOISETT, MA

Past

March 18, 2009 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

NEW BEDFORD, MA

Past

February 13, 2007 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

NEW BEDFORD, MA

Past

February 6, 2007 - February 13, 2007

WEBSTER INVESTMENT SERVICES, INC.

CRD#: 46588

SOUTH DARTMOUTH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITOL PRIVATE WEALTH GROUP LLC

CAPITOL PRIVATE WEALTH GROUP LLC | TYSONS WEALTH GROUP LLC | DALIMONTE AND ASSOCIATES LLC

CRD#: 283257 / SEC#: 801-111009

RIA

Registered Investment Advisory firm - (8/17/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (12/8/2017 Terminated)

Virginia

Registered Investment Advisory firm - (12/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(2/13/2026)

Massachusetts
(1/6/2026)

Pennsylvania
(1/6/2026)

IAR

Pennsylvania
(2/10/2026)

Rhode Island
(1/6/2026)

IAR

Virginia
(2/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/5/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITOL PRIVATE WEALTH GROUP LLC

CAPITOL PRIVATE WEALTH GROUP LLC | TYSONS WEALTH GROUP LLC | DALIMONTE AND ASSOCIATES LLC

CRD#: 283257 / SEC#: 801-111009

RIA

Registered Investment Advisory firm - (8/17/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (12/8/2017 Terminated)

Virginia

Registered Investment Advisory firm - (12/11/2017 Terminated)

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Contact information

Main Address

8150 Leesburg Pike Suite 630, Vienna, VA 22182

Mailing Address

Phone number

(703) 226-0008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-CAPITOL PRIVATE WEALTH GROUP LLC (2/11/2025)

Regulatory assets under management

Total Number of Accounts	1,696
AUM (Assets Under Management)	$ 450,705,752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Oconnor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Oconnor's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

WEBSTER INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CAPITOL PRIVATE WEALTH GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/2009

Series 63

Date: 4/19/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/12/2008

Series 6

Date: 2/5/2007

FINRA

Current Firm

CAPITOL PRIVATE WEALTH GROUP LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITOL PRIVATE WEALTH GROUP LLC

TRUST BUT VERIFY

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