Patricia M. Landau
Professional summary
Patricia Marie Landau, who also goes by Patricia Marie Landau, Patricia Landau, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 2010. Patricia has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Marie Landau's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 29, 2013 - February 12, 2020
UBS FINANCIAL SERVICES INC.
March 31, 2011 - May 31, 2013
MORGAN STANLEY
July 26, 2010 - May 31, 2013
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
