KB
Kathryn Y. Burke
BOSTON PARTNERS SECURITIES, L.L.C.
Boston, MA 02108
Some features on this profile are disabled
CRD#: 5274857
KB
Professional summary
Kathryn Yuko Burke, who also goes by Kathryn Y Burke, Kathryn Yuko Kempf, is a registered financial professional currently at BOSTON PARTNERS SECURITIES, L.L.C. located in Boston, Massachusetts.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2007. Kathryn has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kathryn Y Burke | Kathryn Yuko Kempf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kathryn Yuko Burke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2023 - Present
BOSTON PARTNERS SECURITIES, L.L.C.
Office #1: One Beacon Street- 30th Floor, Boston, MA 02108BD
CRD#: 2998
Boston, MA
Past
May 12, 2008 - February 8, 2023
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
Boston, MA
Past
August 1, 2007 - May 8, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/21/2023)
RR
Alaska(2/21/2023)
RR
Arizona(2/21/2023)
RR
Arkansas(2/21/2023)
RR
California(2/21/2023)
RR
Colorado(2/21/2023)
RR
Connecticut(2/21/2023)
RR
Delaware(2/21/2023)
RR
District of Columbia(2/21/2023)
RR
Florida(2/21/2023)
RR
Georgia(2/21/2023)
RR
Hawaii(2/21/2023)
RR
Idaho(2/21/2023)
RR
Illinois(2/21/2023)
RR
Indiana(2/21/2023)
RR
Iowa(2/21/2023)
RR
Kansas(2/21/2023)
RR
Kentucky(2/21/2023)
RR
Louisiana(2/21/2023)
RR
Maine(2/21/2023)
RR
Maryland(2/21/2023)
RR
Michigan(2/21/2023)
RR
Minnesota(2/21/2023)
RR
Mississippi(2/21/2023)
RR
Missouri(2/21/2023)
RR
Montana(2/21/2023)
RR
Nebraska(2/21/2023)
RR
Nevada(2/21/2023)
RR
New Jersey(2/21/2023)
RR
New Mexico(2/21/2023)
RR
New York(2/21/2023)
RR
North Carolina(2/21/2023)
RR
North Dakota(2/21/2023)
RR
Ohio(2/21/2023)
RR
Oklahoma(2/21/2023)
RR
Oregon(2/21/2023)
RR
Pennsylvania(2/21/2023)
RR
Puerto Rico(2/21/2023)
RR
Rhode Island(2/21/2023)
RR
South Carolina(2/21/2023)
RR
South Dakota(2/21/2023)
RR
Tennessee(2/21/2023)
RR
Texas(2/21/2023)
RR
Utah(2/21/2023)
RR
Vermont(2/21/2023)
RR
Virginia(2/21/2023)
RR
Washington(2/21/2023)
RR
West Virginia(2/21/2023)
RR
Wisconsin(2/21/2023)
RR
Wyoming(2/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BOSTON PARTNERS SECURITIES, L.L.C.
BOSTON PARTNERS SECURITIES, L.L.C. | WEISS, PECK & GREER, L.L.C. | WEISS, PECK & GREER INVESTMENTS | WEISS PECK & GREER LLC | WEISS PECK & GREER | ROBECO USA, L.L.C. | ROBECO USA BROKERAGE SERVICES | ROBECO SECURITIES, L.L.C. | ROBECO INVESTMENT MANAGEMENT
CRD#: 2998 / SEC#: , 8-15648
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Beacon Street- 30th Floor, Boston, MA 02108
Mailing Address
One Beacon Street- 30th Floor, Boston, MA 02108
Phone number
(617) 832-8200
Established
Delaware since 05/21/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOSTON PARTNERS SECURITIES, L.L.C.
CRD#: 2998Boston, MA 02108TRUST BUT VERIFY
Monitor Kathryn Burke
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
