Felipe H. Valbuena

VECTORGLOBAL IAG

Miami, FL 33131

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CRD#: 5274409

Professional summary

Felipe Humberto Valbuena, CFP®, who also goes by Felipe Humberto Valbuena Ospina, is a registered financial advisor currently at VECTORGLOBAL IAG, INC. located in Miami, Florida and VECTORGLOBAL WMG located in Miami, Florida.

Felipe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Felipe has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Felipe Humberto Valbuena Ospina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felipe Humberto Valbuena's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 22, 2020 - Present

VECTORGLOBAL IAG, INC.

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

RIA

CRD#: 147129

Miami, FL

Current

February 1, 2019 - Present

VECTORGLOBAL WMG

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

CRD#: 32396

Miami, FL

Past

March 28, 2011 - January 14, 2019

EFG CAPITAL INTERNATIONAL

CRD#: 40118

BOGOTA,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VECTORGLOBAL IAG, INC.

FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG

CRD#: 147129 / SEC#: 801-110128

RIA

Registered Investment Advisory firm - (3/17/2017 Approved)

Florida

Registered Investment Advisory firm - (5/10/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Iowa

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (11/7/2014 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/1/2019)

IAR

Florida
(1/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VECTORGLOBAL IAG, INC.

FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG

CRD#: 147129 / SEC#: 801-110128

RIA

Registered Investment Advisory firm - (3/17/2017 Approved)

Florida

Registered Investment Advisory firm - (5/10/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Iowa

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (11/7/2014 Cancelled)

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Contact information

Main Address

1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

Mailing Address

Phone number

(305) 350-3350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE 09-05-2025 (9/5/2025)

FORM ADV 2A BROCHURE 04-23-2025 (4/23/2025)

FORM ADV 2A BROCHURE 04-03-2025 (4/3/2025)

FORM ADV PART 2A BROCHURE - 03-04-2025 (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,833
AUM (Assets Under Management)	$ 1,692,879,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Felipe H. Valbuena

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felipe Humberto Valbuena's CRS (Customer Relationship Summary).

Certified licenses

Experience

VECTORGLOBAL IAG, INC.

VECTORGLOBAL WMG

EFG CAPITAL INTERNATIONAL

Primary Firm SEC Registration

VECTORGLOBAL IAG, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2019

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2017

FINRA

Current Firm

VECTORGLOBAL IAG, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VECTORGLOBAL IAG, INC.

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