Alexander G. Schmiesing
Professional summary
Alexander Graham Schmiesing, who also goes by Alexander G Schmiesing Mr., Alexander G Schmiesing, Alexander Schmiesing, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2007. Alexander has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Graham Schmiesing's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2024 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701June 22, 2017 - February 20, 2024
DELAWARE DISTRIBUTORS, L.P.
February 7, 2014 - December 21, 2016
BNY MELLON SECURITIES CORPORATION
May 28, 2013 - February 5, 2014
SAYBRUS EQUITY SERVICES, LLC
January 3, 2013 - May 29, 2013
PRUCO SECURITIES, LLC.
April 12, 2012 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
January 31, 2007 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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