William W. Burnett
Professional summary
William Walter Burnett, who also goes by Bill Walter Burnett Jr, is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in Dallas, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 2007. William has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Walter Burnett's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2026 - Present
TRB CAPITAL MARKETS, LLC
Office #1: Plaza Of The Americas, South Tower 600 North Pearl Street, Suite 2100, Dallas, TX 75201May 11, 2007 - January 29, 2024
SAMCO CAPITAL MARKETS, INC.
February 2, 2007 - March 7, 2007
FIFTH STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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Company Information
TRB CAPITAL MARKETS, LLC
CRD#: 322618Dallas, TX 75201TRUST BUT VERIFY
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