KO
Kevin E. O'brien
AMERITAS ADVISORY SERVICES
Metairie, LA 70002
Some features on this profile are disabled
CRD#: 5272548
KO
Professional summary
Kevin Emile O'brien, who also goes by Kevin Emile O'brien Mr, Kevin O'brien, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Metairie, Louisiana and AMERITAS INVESTMENT COMPANY, LLC located in Metairie, Louisiana.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Emile O'brien Mr | Kevin O'brien
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RUMMEL ALUMNI ASSOCIATION; 1937 VETERANS BLVD, METAIRIE LA 70005; NON-INV REL; SIT ON THE BOARD OF DIRECTORS FOR THE RUMMEL ALUMNI ASSOCIATION; TREASURER; START DATE=07/2010; HRS/MO=3; TRADING HRS/MO=0; MAKE DECISIONS ON HOW TO RAISE MONEY FOR THE ASSOCIATION * RENTAL PROPERTY; 4438 CHAFANT DR, METAIRIE LA 70001; NON-INV REL; RENTAL PROPERTY; OWNER; START DATE=03/2011; HRS/MO=1; TRADING HRS/MO=0; MAINTAIN PROPERTY * Bobsled Farms LLC; 1401 Hackberry Ave, Metairie LA 70001; non-inv rel; family owned land that was placed in an LLC; Member; start date=08/2014; hrs/mo=0; trading hrs/mo=0; no duties * OTMAC; 611 N Causeway Blvd, Metairie, LA 70001; non-inv rel; Athletic and Social Club; Vice President; start date=01/2017; hrs/mo=4; trading hrs/mo=0; Facilitate board meetings, vote on specific issues pertaining to the club operations and record minutes at each board meeting * Acacia Financial Group; same as branch; inv-rel; Fixed and variable insurance; Agent; start date=11/2010; hrs/mo=20; trading hrs/mo=20; licensed independent insurance agent to sell fixed and variable insurance products, recruit new hires *Three Alluvial Key LLC; non inv rel; 3 Aluvial Key, St Bernard, LA 70085; Fishing and hunting camp; Partner; start date=11/2023; hrs/mo=1; trading hrs/mo=0; LLC paperwork and to pay monthly expenses.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Emile O'brien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 3500 N Causeway Blvd Ste 1500, Metairie, LA 70002RIA
CRD#: 317245
Metairie, LA
Current
November 1, 2010 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 3500 N Causeway Blvd Ste 1500, Metairie, LA 70002BD
CRD#: 14869
METAIRIE, LA
Past
November 11, 2010 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Metairie, LA
Past
March 23, 2007 - August 4, 2010
EDWARD JONES
RIA
CRD#: 250
METAIRIE, LA
Past
February 22, 2007 - August 4, 2010
EDWARD JONES
BD
CRD#: 250
METAIRIE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(11/1/2010)
IAR
Louisiana(11/1/2021)
RR
Mississippi(5/21/2019)
RR
Texas(3/23/2015)
IAR
Texas(11/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Metairie, LA 70002TRUST BUT VERIFY
Monitor Kevin O'brien
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
