Vyacheslav V. Andreyevskikh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vyacheslav V Andreyevskikh, who also goes by Slava Andreyevski, Vyachesiav V Andreyevskikh, Vyacheslav Andreyevskikh, Slava Andreyevski, Steven Andreyevski, was a registered financial professional .
Vyacheslav is a previously registered financial professional and started their career in finance in 2009. Vyacheslav had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2021 - July 29, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 25, 2019 - November 13, 2020
MML INVESTORS SERVICES, LLC
June 15, 2015 - December 31, 2018
PRINCIPAL SECURITIES, INC.
March 29, 2013 - March 16, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 7, 2009 - February 28, 2011
WORLD GROUP SECURITIES, INC.
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
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Exams
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
