Kory D. Lee

TRUIST ADVISORY SERVICES

SARASOTA, FL 34236

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CRD#: 5271289

Professional summary

Kory David Lee, CFP®, who also goes by Kory D Lee, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Sarasota, Florida and TRUIST INVESTMENT SERVICES, INC. located in Sarasota, Florida.

Kory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kory has worked at 10 firms and has passed the Series 63, Series 66, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kory D Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RESIDENTIAL RENTAL PROPERTY POSITION: Landlord NATURE: I rent out a single-family home in Atlanta to tenants that I have no Financial Advisor business with. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: Atlanta GA, United States DESCRIPTION: I manage the maintenance of the home, and manage financials related to the home. ASOLO THEATRE INC. POSITION: Board Member NATURE: ASOLO Reparatory Theatre produces INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/27/2022 ADDRESS: Sarasota FL, United States DESCRIPTION: Attend Board Meetings Monthly During Theatre Season. Attend interviews and provide feedback for key hiring decisions. Review and vote on budget, Strategic initiatives, and special projects/events. Advocate for the success of the ASOLO and help expand audience base.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kory David Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

December 2, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 1777 Main Street 7th Floor - Md, Sarasota, FL 34236

RIA

CRD#: 283390

SARASOTA, FL

Current

November 9, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 1777 Main St Fl 7, Sarasota, FL 34236

CRD#: 17499

SARASOTA, FL

Past

December 11, 2020 - August 12, 2021

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 7059

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/13/2025)

Arizona
(1/17/2025)

Arkansas
(10/1/2025)

California
(1/10/2025)

Colorado
(1/13/2025)

Connecticut
(1/10/2025)

District of Columbia
(1/15/2025)

IAR

Florida
(12/2/2021)

Florida
(12/14/2021)

Georgia
(11/23/2021)

Indiana
(1/10/2025)

Iowa
(1/23/2025)

Kansas
(1/14/2025)

Maine
(1/13/2025)

Maryland
(1/13/2025)

Massachusetts
(1/13/2025)

Minnesota
(1/13/2025)

Missouri
(1/13/2025)

New Hampshire
(1/13/2025)

New Jersey
(2/12/2025)

New York
(1/12/2025)

North Carolina
(1/10/2025)

North Dakota
(1/17/2025)

Ohio
(1/31/2025)

Pennsylvania
(1/13/2025)

Rhode Island
(1/13/2025)

South Carolina
(1/21/2025)

Texas
(1/13/2025)

Vermont
(1/10/2025)

Virginia
(1/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Series 9

Date: 12/20/2007

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kory D. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kory David Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

PERSONAL CAPITAL ADVISORS CORPORATION

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

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CITIGROUP GLOBAL MARKETS INC.

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Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/2021

Series 66

Date: 7/20/2007

Series 3

Date: 1/21/2009

Series 7

Date: 5/14/2007

Series 24

Date: 10/7/2011

Series 10

Date: 12/20/2007

Series 9

Date: 12/20/2007

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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