Jonathan Malone

CASTLE WEALTH GROUP

MOORESVILLE, NC 28117

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CRD#: 5270805

Professional summary

Jonathan Malone, who also goes by Jonathan Mackenzie Malone, Jonathan Malone, is a registered financial advisor currently at CASTLE WEALTH GROUP located in Mooresville, North Carolina and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jonathan has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Aliases

Jonathan Mackenzie Malone | Jonathan Malone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Malone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2026 - Present

CASTLE WEALTH GROUP

Office #1: 131 Plantation Ridge Dr. St. 110, Mooresville, NC 28117

RIA

CRD#: 342075

MOORESVILLE, NC

Current

July 8, 2026 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

June 22, 2026 - June 24, 2026

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

June 17, 2021 - July 6, 2026

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

Mooreville, NC

Past

June 17, 2021 - July 6, 2026

CENTAURUS FINANCIAL, INC.

CRD#: 30833

Mooreville, NC

Past

March 1, 2019 - June 23, 2021

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

CHARLOTTE, NC

Past

March 1, 2019 - June 23, 2021

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

CHARLOTTE, NC

Past

July 27, 2016 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

CHARLOTTE, NC

Past

March 20, 2013 - March 1, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

CHARLOTTE, NC

Past

December 9, 2011 - January 2, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CHARLOTTE, NC

Past

November 14, 2007 - December 12, 2011

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

CHARLOTTE, NC

Past

October 24, 2007 - November 5, 2007

ONEAMERICA SECURITIES, INC.

CRD#: 4173

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/8/2026)

IAR

North Carolina
(6/22/2026)

North Carolina
(7/8/2026)

Pennsylvania
(7/8/2026)

South Carolina
(7/8/2026)

Tennessee
(7/9/2026)

Vermont
(7/8/2026)

Virginia
(7/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/23/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CASTLE WEALTH GROUP

CASTLE SECURITIES, LLC | CASTLE WEALTH GROUP

CRD#: 342075 / SEC#: 801-136529

RIA

Registered Investment Advisory firm - (6/18/2026 120-Day Approval)

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Contact information

Main Address

131 Plantation Ridge Dr. St. 110, Mooresville, NC 28117

Mailing Address

Phone number

(704) 594-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/19/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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VANGUARD ADVISERS, INC.

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Advisor Monitoring

Firm Stability Insights

Jonathan Malone

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Malone's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

THE LEADERS GROUP, INC.

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

MSI FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

ONEAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2016

Series 63

Date: 10/1/2007

SIE

Date: 10/1/2018

Series 6

Date: 10/23/2007

FINRA

Current Firm

CASTLE WEALTH GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

CASTLE WEALTH GROUP

TRUST BUT VERIFY

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