Mia Carla A. Dizon
Professional summary
Mia Carla A Dizon, who also goes by Mia Carla Arce, Mia Carla Arce Dizon, is a registered financial advisor currently at SAGE RHINO CAPITAL LLC located in Anaheim, California.
Mia Carla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mia Carla has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mia Carla A Dizon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2022 - Present
SAGE RHINO CAPITAL LLC
October 23, 2009 - March 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - March 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 15, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
SAGE RHINO CAPITAL LLC
CRD#: 290148 / SEC#: 801-112150
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/15/2022)
Exams
Series 7TO
Date: 4/25/2024
General Securities Representative ExaminationCurrent Firm
SAGE RHINO CAPITAL LLC
CRD#: 290148 / SEC#: 801-112150
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,441 |
| AUM (Assets Under Management) | $ 787,017,457 |
Red Flags
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