Joscelyn J. Worrell

CETERA INVESTMENT ADVISERS

Atlanta, GA 30339

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CRD#: 5269762

Professional summary

Joscelyn Joseph Worrell, who also goes by Jos Joseph Worrell, Joscelyn J Worrell, Joscelyn Worrell, Jos Worrell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Atlanta, Georgia and CETERA WEALTH SERVICES, LLC located in Atlanta, Georgia.

Joscelyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Joscelyn has worked at 10 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10, Series 9 and Series 26 exams.

Aliases

Jos Joseph Worrell | Joscelyn J Worrell | Joscelyn Worrell | Jos Worrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joscelyn Joseph Worrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3350 Riverwood Parkway Suite 1900, Atlanta, GA 30339

RIA

CRD#: 105644

Atlanta, GA

Current

December 11, 2025 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Atlanta, GA

Past

March 2, 2022 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Atlanta, GA

Past

February 28, 2022 - December 31, 2023

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

October 19, 2021 - December 23, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Atlanta, GA

Past

October 18, 2021 - December 23, 2025

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Atlanta, GA

Past

August 10, 2015 - October 20, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

ATLANTA, GA

Past

August 10, 2015 - October 20, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Atlanta, GA

Past

July 29, 2015 - October 20, 2021

TD AMERITRADE, INC.

CRD#: 7870

ATLANTA, GA

Past

August 31, 2012 - July 28, 2015

HARRISDIRECT LLC

RIA

CRD#: 42159

ALPHARETTA, GA

Past

August 27, 2012 - July 28, 2015

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

July 15, 2010 - August 25, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALPHARETTA, GA

Past

June 25, 2010 - August 25, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALPHARETTA, GA

Past

September 12, 2007 - June 28, 2010

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

CONYERS, GA

Past

September 6, 2007 - June 28, 2010

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

CONYERS, GA

Past

February 7, 2007 - August 30, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

January 18, 2007 - August 30, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/11/2025)

Florida
(12/11/2025)

Georgia
(12/11/2025)

IAR

Georgia
(12/12/2025)

New Jersey
(4/10/2026)

Tennessee
(12/11/2025)

Texas
(12/11/2025)

IAR

Texas
(12/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/6/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/17/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/18/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/26/2021

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 26

Date: 4/15/2008

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joscelyn J. Worrell

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joscelyn Joseph Worrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2007

SIE

Date: 10/1/2018

Series 31

Date: 3/6/2007

Series 7

Date: 1/17/2007

Series 10

Date: 1/18/2022

Series 9

Date: 10/26/2021

Series 26

Date: 4/15/2008

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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