Edward S. Kindler

RETIREMENT PLAN ADVISORS

Galloway, OH

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CRD#: 5269232

Professional summary

Edward Samuel Kindler III, who also goes by Edward Samuel Kindler, Edward Samuel Kindler III, is a registered financial advisor currently at RETIREMENT PLAN ADVISORS, LLC located in Galloway, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Galloway, Ohio.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Edward has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward Samuel Kindler | Edward Samuel Kindler Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RETIREMENT PLAN ADVISORS LLC, 941 Master Dr, Galloway OH 43119, 03/04/2024, Investment Advisor Representative, RIA Affiliation - other than CIRA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 2) EDWARD S. KINDLER III, 941 Master Dr, Galloway OH 43119, 03/04/2024, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 5 HR/MO TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Samuel Kindler III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2024 - Present

RETIREMENT PLAN ADVISORS, LLC

RIA

CRD#: 122758

Galloway, OH

Current

March 5, 2024 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Galloway, OH

Past

August 14, 2014 - August 11, 2023

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

GROVE CITY, OH

Past

June 24, 2014 - August 11, 2023

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

GROVE CITY, OH

Past

April 9, 2013 - July 29, 2013

WESBANCO SECURITIES, INC.

CRD#: 43276

COLUMBUS, OH

Past

December 19, 2011 - December 21, 2012

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

August 1, 2008 - June 30, 2011

NATIONWIDE SECURITIES, LLC

CRD#: 11173

DUBLIN, OH

Past

July 2, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

DUBLIN, OH

Past

January 31, 2007 - July 3, 2007

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

DUBLIN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT PLAN ADVISORS, LLC

CRD#: 122758 / SEC#: 801-63261

RIA

Registered Investment Advisory firm - (7/14/2004 Approved)

Arizona

Registered Investment Advisory firm - (8/2/2004 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2006 Terminated)

Iowa

Registered Investment Advisory firm - (8/2/2004 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2005 Terminated)

Missouri

Registered Investment Advisory firm - (8/2/2004 Terminated)

Nevada

Registered Investment Advisory firm - (8/2/2004 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2004 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/11/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(3/5/2024)

IAR

Ohio
(3/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/27/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/26/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

RETIREMENT PLAN ADVISORS, LLC

CRD#: 122758 / SEC#: 801-63261

RIA

Registered Investment Advisory firm - (7/14/2004 Approved)

Arizona

Registered Investment Advisory firm - (8/2/2004 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2006 Terminated)

Iowa

Registered Investment Advisory firm - (8/2/2004 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2005 Terminated)

Missouri

Registered Investment Advisory firm - (8/2/2004 Terminated)

Nevada

Registered Investment Advisory firm - (8/2/2004 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2004 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/11/2003 Terminated)

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Contact information

Main Address

29 E. Madison St. Suite 500, Chicago, IL 60602-3205

Mailing Address

Phone number

(312) 701-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RETIREMENT PLAN ADVISORS, LLC CLIENT BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8,148
AUM (Assets Under Management)	$ 1,882,191,054

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward S. Kindler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Samuel Kindler III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WESBANCO SECURITIES, INC.

THE HUNTINGTON INVESTMENT COMPANY

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

NATIONWIDE INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

RETIREMENT PLAN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2014

Series 63

Date: 7/27/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/27/2010

Series 6

Date: 1/26/2007

FINRA

Current Firm

RETIREMENT PLAN ADVISORS, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLAN ADVISORS, LLC

TRUST BUT VERIFY

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