Benjamin Daniel
Professional summary
Benjamin Daniel, who also goes by Ben Daniel, is a registered financial professional currently at BRINKER CAPITAL SECURITIES, LLC located in Berwyn, Pennsylvania.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 2 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Daniel's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2021 - Present
BRINKER CAPITAL SECURITIES, LLC
Office #1: 1055 Westlakes Drive Suite 250, Berwyn, PA 19312December 28, 2015 - November 25, 2019
VANGUARD MARKETING CORPORATION
April 9, 2008 - July 2, 2014
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
BRINKER CAPITAL SECURITIES, LLC
CRD#: 38123 / SEC#: , 8-48110
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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