John M. Roe
Professional summary
John Murray Roe is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Murray Roe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 19, 2011 - August 26, 2013
EVERLAKE DISTRIBUTORS, LLC
January 16, 2007 - September 19, 2011
ALFS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(1/2/2015)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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