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LA

Lauryn M. Ackley

SEQUOIA EQUITIES SECURITIES
Walnut Creek, CA 94596
Some features on this profile are disabled
CRD#: 5267330
LA

Professional summary

Lauryn Marie-coit Ackley, who also goes by Lauryn Marie Coh, is a registered financial professional currently at SEQUOIA EQUITIES SECURITIES CORPORATION located in Walnut Creek, California.

Lauryn is registered as a RR (Registered Representative) and started their career in finance in 2021. Lauryn has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lauryn Marie Coh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lauryn Marie-coit Ackley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 24, 2021 - Present

SEQUOIA EQUITIES SECURITIES CORPORATION

Office #1: 1655 North Main Street Suite 270, Walnut Creek, CA 94596
BD
CRD#: 13848
Walnut Creek, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/24/2021)
RR
Washington
(11/24/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/24/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/21/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SE
SEQUOIA EQUITIES SECURITIES CORPORATION
KKB SECURITIES CORPORATION | SEQUOIA EQUITIES SECURITIES CORPORATION

CRD#: 13848 / SEC#: , 8-29868

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1655 North Main Street Suite 270, Walnut Creek, CA 94596
Mailing Address
1655 North Main Street Suite 270, Walnut Creek, CA 94596
Phone number
(925) 943-6080
Established
California since 03/07/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COIT, ROGER KENNETHPRESIDENT, CHIEF COMPLIANCE OFFICER
GOODIN, DIANE MARIEFINOP3117840

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEQUOIA EQUITIES SECURITIES CORPORATION

CRD#: 13848Walnut Creek, CA 94596

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